• Millennium Management LLC (New York, NY)
    …Required Bachelor's degree required 2+ years' experience as an investigator or compliance professional in financial services or working at a background ... Compliance Analyst As a Compliance Analyst at Millennium, you will have the opportunity to work across the firm to coordinate the background check process for… more
    Upward (07/15/25)
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  • FIS, Inc. (New York, NY)
    …for the Securities Processing group. It requires an experienced regulatory compliance professional with solid understanding of the securities industry. ... brokers. These products include Securities Processing Manager (formerly Phase3), Professional and Investor Portal (formerly WealthStation), and Post Trade Processing… more
    Upward (06/27/25)
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  • Essen Medical Associates (Bronx, NY)
    …field. Certification in Healthcare Compliance (CHC) or Certification in Compliance & Ethics Professional (CCEP), required Certification in Medical Coding ... team today! Job Summary Job Summary: The Director of Compliance will be responsible for managing and coordinating ...or Auditing: Certified Professional Coder (CPC) or Certified Coding Specialist (CCS) or… more
    Upward (06/23/25)
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  • Guggenheim Securities (New York, NY)
    …degree 3-5 years of experience as a Control Room / Investment Banking Compliance professional , within a large, full-service investment bank, 2+ years in ... Description: Position Summary Guggenheim Securities is seeking an experienced Control Room professional to join its Control Room team. This person will be… more
    Upward (07/12/25)
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  • NYC District Council Carpenters Welfare Fund (New York, NY)
    …solves and resolves issues constructively; contributes to improvement of employee morale * Compliance - exhibits professional and ethical behavior by observing ... and remediation *Conducts system audits of implemented technologies for compliance and effectiveness, making recommendations for improvement *Secures systems by… more
    Upward (07/06/25)
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  • Arnot Health (Elmira, NY)
    …Administration : Order supplies, distribute mail, and ensure smooth practice operations. Compliance & Training : Maintain professional behavior, participate in ... Our Team at Arnot Health! Are you an organized and detail-oriented professional looking to contribute to a patient-centered healthcare environment? Arnot Health is… more
    Upward (07/16/25)
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  • Allegiant Home Care (Carle Place, NY)
    …participates in recruitment, hiring and orientation activities Coaches and counsels para- professional staff Ensures para- professional compliance with agency ... policies Creates and maintains all new patient files Maintains and updates scheduling lists Answers telephone and responds to inquiries by directing calls to appropriate staff Participates in agency On-Call as needed Participates in annual administrative areas… more
    Upward (07/23/25)
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  • Tennr (New York, NY)
    …Normal Fund, and other top investors. Role Description We're hiring a Director of Compliance to build and lead a cross-functional compliance program that spans ... the company to scale with confidence. You'll be the primary owner of HIPAA compliance and commercial frameworks such as SOC 2, SOC 1, and ISO 27001-ensuring we… more
    Upward (07/23/25)
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  • SS&C Technologies (New York, NY)
    …rely on SS&C for expertise, scale, and technology. Job Description Associate Manager, Portfolio Compliance Analyst Locations : New York | Boston, MA | Chicago, IL | ... Dallas, TX | Hybrid Get To Know US: The SS&C Compliance team is a division within the greater SS&C GlobeOp Hedge Fund & Loan Services organization. The Compliance more
    Upward (07/10/25)
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  • WSP (Buffalo, NY)
    …the data integrity, documentation, procedures, training, monitoring systems, and record compliance and retention. Perform professional biology work and conduct ... agencies, and environmental and technical staff in a confident and professional manner. Collaborate with professionals from a variety of disciplines to… more
    Upward (07/16/25)
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