- CVS Health (Albany, NY)
- …high-quality client experience within the department while maintaining regulatory compliance . This role directly manages 10-12 colleagues and provides leadership ... expert advice and guidance on benefit plan design and regulatory compliance impacting plan sponsors. + Collaborate with internal departments-including claims,… more
- Cardinal Health (Albany, NY)
- …auditors conducting audits as well as manages in-house auditing staff. + Plans professional compliance department audits to determine accuracy and adequacy of ... of the annual enterprise risk assessment and audit and monitoring plan. The Manager has supervisory responsibility for all Compliance Audit staff. **_What is… more
- CVS Health (Albany, NY)
- …cross-functional collaboration. Drives innovation, evaluates performance, and ensures regulatory compliance , playing a pivotal role in guiding the organization's ... implementation. **Education** + Bachelor's degree preferred or a combination of professional work experience and education. **Pay Range** The typical pay range… more
- CVS Health (Albany, NY)
- …issues. + Manages operational aspects of the team (eg, budget, performance, and compliance ), and implements workforce and succession plans to meet business needs. + ... verbal communication. **Education** + Bachelor's degree preferred or a combination of professional work experience and education. **Pay Range** The typical pay range… more
- CVS Health (Albany, NY)
- …cross-functional collaboration. Drives innovation, evaluates performance, and ensures regulatory compliance , playing a pivotal role in guiding the organization's ... specifically to Dental. **Education** + Bachelor's degree preferred/specialized training/relevant professional qualification. **Pay Range** The typical pay range for… more
- TD Bank (New York, NY)
- …and/or recommendations for enhancements, to the Global Head of Surveillance and Compliance senior management. + Surveillance Portfolio Management: Work with the ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is...on the state of Surveillance program to the Board, senior management, and regulators, as needed, and effective check… more
- American Express (New York, NY)
- …(eg, Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)). + Interest and/or experience with data ... and risk-based audit coverage. In addition, IAG has a Professional Practices group responsible for managing audit operations, quality,...Role:** Our Internal Audit group is seeking an Audit Manager to assess compliance , operational, data, and… more
- TD Bank (New York, NY)
- …of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) + ... is outlined in the general summary below.** **Job Profile Summary:** The Compliance Governance & Operations Manager leads the development and implementation… more
- KeyBank (Amherst, NY)
- …and in collaboration with other members of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust ... apply those to testing, monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative,… more
- TD Bank (New York, NY)
- …TD Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical in ... global policy rollouts, system migrations, and process reengineering + Serve as a senior advisor to business and compliance stakeholders on complex conflict… more