- Northwell Health (Manhasset, NY)
- …to ensure the team meets its goals. + Assists in monitoring external PT program . + Able to identify and evaluate clinical implications and risk, escalate as ... appropriate quickly and decisively. + Ensures compliance with regulatory standards governing the Clinical Lab. +...unusual or unexpected results. + Maintain a quality management program according to written policies and procedures. + Assist… more
- NYU Rory Meyers College of Nursing (Brooklyn, NY)
- …This position will advise undergraduate and graduate students in the IDM program on academic matters. Support all aspects of the department's credited internship ... career development needs of students in the IDM (Integrated Design & Media) program , both undergraduate and graduate. Manage alumni relations and engagement for the… more
- Citigroup (New York, NY)
- …wider Citi Wealth lending growth aspirations. Ensuring effective and consistent compliance to control standards + Managing expectations through strong communication ... growth in a dynamic business. + Completion of a formal credit training program preferred + Bachelor's Degree required (or equivalent experience) + Licenses: Series… more
- Capital One (New York, NY)
- …regulations. While working within the AML Program framework, the AML Compliance Enterprise Payments Advisor Manager is responsible for delivering quality ... Payments Advisory Manager **The Anti-Money Laundering (AML) Enterprise Payments Compliance Advisor Manager** performs a key second-line...of business in the development and maintenance of the Compliance Program , such as how to monitor,… more
- HUB International (New York, NY)
- … compliance and operational SEC efficiencies to enhance the day-to-day SEC compliance program . **Responsibilities:** Compliance + Aid in the ... investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer, will be a highly visible, senior leadership position, reporting… more
- University of Rochester (Rochester, NY)
- …team, responsible for overseeing and leading all aspects of the University's compliance program for academic and central administrative functions. The CCE ... and senior leadership across various university departments. **Essential Functions:** Compliance Program Leadership: + Oversee the development, implementation,… more
- Guardian Life (New York, NY)
- …and help lead data analytic initiatives and thinking to improve the overall compliance program effectiveness and efficiencies. **You have** + Broad knowledge of ... and investment adviser entities. + Assist with the Firm's Compliance testing program and the review and...NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, experience at an insurance-affiliated… more
- MTA (Jamaica, NY)
- …planning, directing, and administering the operations of the MTA Ethics, Risk, and Compliance Program . Identify and assess departmental compliance with ... out fraud, waste and abuse. Serve as a leading advisor in managing MTA and its subsidiary agencies' Corporate...applicable rules, regulations, policies, and procedures. Ensure that the Compliance program is consistent with industry standards… more
- CBRE (New York, NY)
- …problem-solving and team building for dynamic business environments. **What You'll Do:** Compliance Program Leadership: + Develop, implement, and maintain a ... compliance programs, including knowledge of the US Sentencing Guidelines, relevant SEC compliance program guidelines, and the US DOJ Guidance on the… more
- TD Bank (New York, NY)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - ... manage day-to-day operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're… more