- Robert Half Finance & Accounting (New York, NY)
- …of Core Compliance /Senior Counsel, the role covers the whole compliance program including monitoring/testing, regulatory compliance /risk (SEC, FINRA, ... Compliance experience at the SEC, an asset manager, compliance consultancy firm or investment advisor /wealth manager....risks through the development, planning and execution of the compliance program . + Assist in the execution… more
- New York State Civil Service (New York, NY)
- …Please contact Human Resources if you require an accommodation.BASIC FUNCTION:The Manager, Risk, Compliance & Strategic Initiatives is the primary advisor to the ... NY HELP No Agency Empire State Development, NYS Title Manager, Risk, Compliance & Strategic Initiatives Occupational Category Other Professional Careers Salary Grade… more
- Project Renewal, Inc. (New York, NY)
- …is responsible for the development, implementation, and management of the organization's compliance program . This position ensures that the organization adheres ... needs with operational goals. Essential Duties & Responsibilities: 1. Compliance Program Leadership Develop, implement, and continuously...FQHC and Article 28 standards Serve as a trusted advisor to the executive team on compliance … more
- Option Care Health (Albany, NY)
- …business teams understand and follow Company policies, regulatory requirements, and our compliance program . The Vice President provides expert guidance on ... members across the organization. Support our continuous improvement mindset for Option Care's compliance program by sharing business insights and examples of … more
- CIBC (New York, NY)
- …and Canadian Commercial & Wealth franchises. Reporting to the Head of US Compliance Examination Program , the Compliance Examination Specialist is accountable ... . Areas of coverage include: + SEC- registered investment advisor , + OCC regulated trust company, + SEC registered/FINRA...in a timely manner in accordance with the annual Compliance Examination Program + Evaluate processes for… more
- Amazon (New York, NY)
- …*Communicating to key stakeholders and leadership on controls implementation, audit results, compliance program metrics, key risks and areas of program ... define compliance solutions; *Serving as a subject matter expert and advisor on complex compliance issues; *Understand and manage cross-functional GRC… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …Vice President, General Counsel for developing, executing, and enforcing the Global Ethics and Compliance Program in order to ensure compliance with evolving ... regulations, and policies. The CGCO will lead the implementation of a comprehensive compliance program for the University through meaningful engagement of key… more
- Capital One (New York, NY)
- …as a subject matter expert, and serving as a beacon of our culture of compliance . **The Compliance Advisor Director supports the line of business by:** ... or regulation + Assist lines of business in their responsibilities under the compliance program , such as how to monitor, report, and train on areas of potential… more
- Global Foundries (Malta, NY)
- …to meet compliance expectations. The individual will serve as a key advisor to internal stakeholders on compliance risks and best practices, while liaising ... more information, visit www.gf.com. Job Profile Summary The Principal Analyst Global Compliance & Reporting will be responsible for ensuring that the organization… more
- City of New York (New York, NY)
- Job Description The Grants Compliance Analyst will report to office of the Associate Commissioner of Grants and Fiscal Management for compliance tasks and will ... grant eligibility, state and city policies, rules and regulations, and ensure compliance with them in order to facilitate transportation project planning, design and… more