- Sprinklr (NY)
- …the General Counsel, the **Chief Compliance Officer (CCO)** will lead Sprinklr's global compliance program and serve as a key member of the legal leadership ... legal and regulatory obligations, enhancing and maintaining a scalable compliance program , and enabling innovation while mitigating...mitigating risk. This individual will serve as a key advisor to the Board of Directors, General Counsel, CEO,… more
- Guardian Life (Albany, NY)
- …of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an insurance-affiliated broker/dealer ... best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie,… more
- City of New York (New York, NY)
- …As an integral part of the Legal Matters Division, the Audits and Compliance unit is responsible for overseeing the planning, execution, and management of internal ... role is responsible for evaluating internal controls, identifying risks, ensuring compliance with policies and procedures, and recommending improvements to enhance… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …Vice President, General Counsel for developing, executing, and enforcing the Global Ethics and Compliance Program in order to ensure compliance with evolving ... regulations, and policies. The CGCO will lead the implementation of a comprehensive compliance program for the University through meaningful engagement of key… more
- KeyBank (Amherst, NY)
- … (the "REA Program ") has the responsibility for evaluating Key's ongoing compliance with applicable laws and regulations through the execution of compliance ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance...& Investment Risk Specialist), CTFA (Certified Trust and Fiduciary Advisor ), or similar). + Prior wealth management and trust… more
- Cardinal Health (Albany, NY)
- …as well as completes risk assessments. The **IT Governance and Compliance ** function within the organization develops, enhances, and maintains security policies ... and IT compliance programs in alignment with regulatory, legal, and contractual...to the leadership timely + Act as a trusted advisor to IT and business leadership as well as… more
- TD Bank (New York, NY)
- …global policy rollouts, system migrations, and process reengineering. + Serve as an advisor to the business, legal and compliance stakeholders on complex ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair… more
- City of New York (New York, NY)
- …The Problems You'll Solve The incumbent will report to the Deputy Director, Compliance and with wide latitude for independent judgment will perform the following job ... - Work closely with the Deputy Director to ensure agency accountability and compliance with New York City's Administrative Code 6-129. - Conduct comprehensive legal… more
- Anywhere Real Estate (Rochester, NY)
- Job Summary We're looking for a Senior Data Privacy & Compliance Analyst with a collaborative mindset to join our team and help protect the personal data of ... and employees. This role will support activities across our privacy program including fulfillment of privacy rights, consent management, privacy impact assessments… more
- Mizuho Corporate Bank (New York, NY)
- …and industry's best practices.The new team member will be responsible for supporting the compliance program on DORA, the management of the transformation as well ... DORA Program Manager and Integrated Testing - Operational Resilience...Compliance , and other functions, serving as a trusted advisor and providing constructive challenge and oversight of resilience-related… more