- PNC (Raleigh, NC)
- …Sanctions Program monitoring reviews. + Reviews AML and Sanctions compliance reports and related customer risk profiles. Identifies issues, escalates through ... success. We are looking to hire an AML Sanctions Advisor Senior to support C&IB within PNC's Enterprise Advisory...specific employees. Serves as a senior AML and Sanctions Program subject matter resource regarding compliance impact… more
- Truist (Asheville, NC)
- …**Please review the following job description:** Serve as primary relationship advisor for high net worth and ultra-high net worth, multi-generational clients. ... * Expected to be the expert level "market moving" advisor with ability to handle the most challenging, sensitive...legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit, compliance … more
- Atria Wealth Solutions (King, NC)
- …with CUSO Financial Services, LP (CFS) Allegacy Federal Credit Union is seeking a Financial Advisor to join their team in the King NC area. ABOUT ALLEGACY: Do you ... opportunity to serve you. + Completion of all required compliance training to include BSA. + Meet or exceed...various additional duties as may be assigned by the Program Manager. + Develop and maintain long-term relationships based… more
- Truist (Winston Salem, NC)
- …profiling and personal financial planning analysis. Proactively work with the financial advisor on assigned investment accounts for adherence to investment and asset ... who will enhance business development efforts. 7. Work within existing audit, compliance and regulatory framework in order to ensure a high quality, compliant… more
- USAA (Charlotte, NC)
- …makes us special and impactful. **The Opportunity** As a dedicated **Benefits Advisor Senior** , you are responsible for the design, implementation, evaluation and ... and services. + Monitors the daily management of programs, regulatory compliance , contract compliance and contracted suppliers. + Proactively identifies… more
- Truist (Charlotte, NC)
- …strengthen compliance with applicable regulations, policies, procedures and risk program requirements. + Partner with first and second line defense teammates ... job description:** We are currently seeking a Senior Risk Advisor who will be aligned to supporting our Enterprise...and controls as well as its execution of risk program requirements. Execute, facilitate and/or monitor execution of Risk… more
- Matrix Service (Rougemont, NC)
- **Description** **Job Summary** The Human Resources Advisor is responsible for performing a broad range of human resources activities to attract, retain, engage and ... including recruitment and staffing, employee relations, HR training, and compliance . **Essential Functions** + Actively supports the Company's commitment to… more
- First Horizon Bank (Charlotte, NC)
- …the location in the job posting. **Summary** The Business Risk and Controls Advisor supports the Marketing and Product Management organization. This role sits in the ... management. + Develop first line of defense procedures that align with risk program and policy requirements. + Perform periodic risk assessments of the business… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** This Senior Technology Risk Advisor role is responsible for ensuring strong first line of defense risk ... of the organization to drive adoption of Truist risk program requirements as well as strengthen controls to detect...or equivalent work experience and training + Experience in compliance and operational risk mitigation and remediation + Strong… more
- Sedgwick (Raleigh, NC)
- …Fortune Best Workplaces in Financial Services & Insurance Surety Claims Advisor **PRIMARY PURPOSE** **:** To analyze complex or technically difficult contract ... support for investigation, and reviewing attorney invoices; monitors counsel for compliance with client guidelines. + Uses appropriate cost containment techniques… more