• Operational Resilience - Program…

    Mizuho Corporate Bank (New York, NY)
    …Legal, Compliance , and other functions, serving as a trusted advisor and providing constructive challenge and oversight of resilience-related plans and ... and Resilience Operations. The transformation aspect encompasses resilience strategy, program execution, and the development of new capabilities across the… more
    Mizuho Corporate Bank (09/17/25)
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  • Business Unit Risk Specialist - FINRA - New York,…

    Truist (New York, NY)
    …risks and controls across highly complex business area, while helping ensure compliance with enterprise compliance program requirements. Key responsibilities ... compliance with applicable regulations, policies, procedures and risk program requirements. 2. Partner with first- and second-line defense teammates across… more
    Truist (10/22/25)
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  • Sr. VP, Account Manager, Depositary Receipt…

    Citigroup (New York, NY)
    …on all aspects of Depositary Receipt programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing ... of the Depositary Receipt business, including DR mechanics, regulations, global capital markets, and best practices in client servicing. The Account Manager… more
    Citigroup (08/16/25)
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  • Head of Portfolio Management

    US Bank (New York, NY)
    …is seeking a visionary and results-driven executive to lead strategic capital prioritization and strategic initiative delivery across the Payments business. This ... senior leadership and serve as a key architect in ensuring that capital expenditures (CapEx) are aligned with enterprise growth objectives. The successful candidate… more
    US Bank (10/29/25)
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  • Head of Wealth Product, Investment Strategy…

    TD Bank (New York, NY)
    …Corporate & Personal Trust, Centralized Investment Management, Portfolio Management, and Capital Markets. The role includes leading as President of TD Private ... Client Wealth, LLC. TD Bank's Registered Investment Advisor and Broker Dealer. **Depth & Scope:** + Provides...+ Is responsible for all standards, supervision and regulatory compliance and oversight of all regulated activities (SEC, FINRA)… more
    TD Bank (10/22/25)
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  • IT Infrastructure Audit Associate

    SMBC (White Plains, NY)
    …presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the ... Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance,… more
    SMBC (09/18/25)
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  • US Wealth, Media Relations Leader

    Wellington (New York, NY)
    …investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk ... wealth management. This role will serve as a key advisor to the C-suite and other senior executives, shaping...media coverage and manage reputational risks, working closely with compliance and legal teams to ensure alignment with regulatory… more
    Wellington (10/22/25)
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  • Client Onboarding - Investment Advisors/Funds…

    Mizuho Corporate Bank (New York, NY)
    …Liaise with Front Office and clients directly + Review monthly Americas Legal Compliance Dept. (ALCD) exceptions for new onboarding remediation + Adhere to internal ... determine industry codes (for example SIC/Sector Codes) + Familiarity with Investment Advisor Public Disclosure and Edgar sites, along with necessary documentation (… more
    Mizuho Corporate Bank (08/20/25)
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  • Major Account Sales District Manager

    ADP (New York, NY)
    …to cultivate new business opportunities and drive strategic discussions around Human Capital Management (HCM) initiatives for companies with 50 -- 999 employees. You ... life-long friendships here. **Collaborate** **Daily.** You will serve as a trusted advisor , partner, and ADP ambassador to your clients, internal partners, and… more
    ADP (10/17/25)
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  • Head of Business Continuity

    Mizuho Corporate Bank (New York, NY)
    …and industry best practices. This role, critical part of the Operational resilience program , offers an opportunity to improve the continuity of the whole bank ... maintained to withstand disruptions. + Ensure alignment with the Operational Resilience program and propose new baseline of capabilities and risk mitigations. Help… more
    Mizuho Corporate Bank (09/12/25)
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