• Compliance Examination Manager

    CIBC (New York, NY)
    …and Canadian Commercial & Wealth franchises. Reporting to the Head of US Compliance Examination Program , the Compliance Examination Specialist is accountable ... . Areas of coverage include: + SEC- registered investment advisor , + OCC regulated trust company, + SEC registered/FINRA...in a timely manner in accordance with the annual Compliance Examination Program + Evaluate processes for… more
    CIBC (04/24/25)
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