- SMBC (New York, NY)
- …knowledge of the Volcker rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day basis, the position ... and regional Volcker Offices on various aspects of Volcker compliance . The Director will be responsible for...to include (i) quarterly metrics reporting, (ii) six pillar compliance program , (iii) annual CEO attestation framework,… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team! As the Director of Compliance Technology Modernization, you will be at the helm of a transformative journey-redefining how compliance ... is a rare opportunity to lead the modernization of mission-critical compliance screening platforms, transitioning legacy systems into agile, cloud-native solutions… more
- TD Bank (New York, NY)
- …programs to support a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead ... part of the wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads...Recruit and develop talented testing professionals to support the program . + Liaise and build a strong relationship with… more
- ADP (New York, NY)
- …Compliance & Ethics** You will serve a key role in supporting the Sales Compliance Program operations and enhancements. You will deliver compliance ... Protection Act). **Qualifications:** + 3+ years extensive experience in supporting compliance program activities in large corporate environment, global… more
- City of New York (New York, NY)
- …an exceptional, highly motivated and detail oriented procurement professional to serve as the Director of Compliance for the Compliance team. The selected ... WILL INCLUDE BUT NOT BE LIMITED TO: - Liaise with program areas within the agency to ensure procurements are in compliance with, Local Law 63 and Local Law 1, as… more
- New York State Civil Service (New York, NY)
- …all ESD affiliated entities; work with staff throughout the organization to implement the compliance program ; and monitor the program on a continuous basis ... NY HELP No Agency Empire State Development, NYS Title Director of Compliance Occupational Category Other Professional...OSC website for information relevant to ESD and its compliance program . * Work with the ESD… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is...report in senior governance on the Global Control Room program . + ** Program Enhancements** : Identify and… more
- American Express (New York, NY)
- …define your own path. Find your place in risk and analytics on #TeamAmex. The Director of Consumer Practices Compliance is responsible for leading a team within ... the Consumer Practices (UDAAP) Program for American Express National Bank ("Bank"). This position...Express National Bank ("Bank"). This position will drive day-to-day compliance activities that focus on the execution of UDAAP… more
- American Express (New York, NY)
- … Program Management and Governance functions. **Description** The Enterprise Compliance Advisory & Practices (ECAP) team is accountable for enterprise-level 1LOD ... and external regulatory frameworks **The Key responsibilities are as follows:** The Director of Enterprise Compliance Advisory & Practices will interact with… more
- Ankura (Lexington, NY)
- …Support project teams on advisory matters relating to corporate and healthcare compliance , including risk assessments, compliance program effectiveness ... on driving value to Life Sciences clients and external counsel through compliance , disputes, investigations and advisory services. The position has tremendous growth… more