- TD Bank (New York, NY)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - ... operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical...Reporting to the Senior Manager , CPM, the Manager ensures **r** egulatory compliance issues are… more
- TD Bank (New York, NY)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - ... manage day-to-day operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're… more
- TD Bank (New York, NY)
- …**Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to ... develop and build out a global Surveillance QA program . The Surveillance Quality Assurance Manager will contribute to and help lead a specialized function… more
- TD Bank (New York, NY)
- … with these Program requirements and to promptly escalate instances of non- compliance . + Works independently as the senior manager /subject matter expert and ... day-to-day operations and in the design of a future-focused compliance program . This not just about implementing...in the general description below. **Job Summary** The Senior Manager , Compliance Governance & Operations leads, develops… more
- TD Bank (New York, NY)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - ... manage day-to-day operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're… more
- TD Bank (New York, NY)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - ... operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical...of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure… more
- TD Bank (New York, NY)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - ... manage day-to-day operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're… more
- Deloitte (Williamsville, NY)
- Senior Manager : Compliance & Reporting As a senior member of Records & Contracts (R&C), the R&C Senior Manager : Compliance & Reporting plays a key role ... in executing complex and highly visible records and contracts compliance programs and initiatives within the Deloitte US Firm....and initiatives within the Deloitte US Firm. The Senior Manager works with R&C leaders to develop and execute… more
- Cardinal Health (Albany, NY)
- …with organizational goals and evolving regulatory requirements. + **IT Privacy Compliance Program :** Oversee the design, implementation, enhancement, and ... every day. We are seeking a **strategic** and **experienced** ** Manager of IT Compliance ** , and in...maintenance of the IT privacy compliance program to enable compliance … more
- AIG (New York, NY)
- Senior Manager , Compliance Data Analytics & Monitoring Compliance partners with GLCR Data Analytics & Automation (GLCR DAA) to maintain a Testing and Data ... key risk indicators to identify red flags and potential compliance violations. The role of Senior Manager ,...Data Analytics & Monitoring serves as the liaison between Compliance and GLCR DA&A and supports the program… more