- Raymond James Financial, Inc. (New York, NY)
- …Planning and scheduling work to meet regulatory , organizational, and regulatory requirements. * Identifying and applying appropriate compliance monitoring ... **Essential Duties and Responsibilities** * Performs RJ Bank fair lending compliance reviews and analyzes the fair lending risk within various business units. *… more
- Scotiabank (New York, NY)
- …sales and trading management and US Compliance personnel on relevant compliance issues, the regulatory environment, and Compliance Department initiatives ... policies and procedures development, the provision of compliance training, compliance risk assessments, responding to regulatory inquiries, etc. + Strong… more
- Zurich NA (New York, NY)
- …related field of study. + 5+ years of experience in financial services or regulatory compliance , with proven expertise in DPRM and preferably with knowledge of ... DPRM but also across other CRU areas. + Support the integration of compliance controls into business processes, ensuring regulatory adherence and operational… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …enforcing the Global Ethics and Compliance Program in order to ensure compliance with evolving laws and regulatory requirements in addition to University ... as a statured executive with significant professional experience in financial, legal, compliance , regulatory and/or audit matters (experience in multiple areas… more
- Ultralife Corporation (Newark, NY)
- …to design and execute test plans, ensuring products meet industry standards and regulatory compliance . Sr. Test Engineer will collaborate with both in-house and ... junior engineers, and collaborate with cross-functional teams to maintain quality and compliance throughout the product lifecycle....defects and ensuring they meet compliance and regulatory standards. + Regulatory Compliance :… more
- Regeneron Pharmaceuticals (East Greenbush, NY)
- …in all compliance related activities, collaborate and partner with quality compliance groups, strategically meet goals and lead External Manufacturing ... manufactured in Regeneron's External Manufacturing network in accordance with mandated regulatory requirements, Regeneron Quality Systems, and site expectations.… more
- Constructive Partnerships Unlimited (Queens, NY)
- …investigative follow-up. + Performs other related duties as assigned to support program quality and regulatory compliance QUALIFICATIONS AND REQUIREMENTS + ... and timely. + Monitors individual records for completeness, accuracy, and regulatory compliance . + Serves as a liaison to external professionals and stakeholders… more
- SMBC (New York, NY)
- …years in financial services or international law firm, with an emphasis on regulatory compliance . + Experience developing policies and procedures and strong ... Collaborate closely with SMEs to draft, refine, and finalize clear, comprehensive compliance policy documents adhering to regulatory expectations and internal… more
- Insight Global (Sleepy Hollow, NY)
- …project documentation, timelines, risk mitigation plans, and stakeholder communications. Ensure compliance with regulatory and quality standards throughout ... project lifecycles. We are a company committed to creating inclusive environments where people can bring their full, authentic selves to work every day. We are an equal opportunity employer that believes everyone matters. Qualified candidates will receive… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** The TD Securities US Compliance team is looking for Vice President candidates to join the trade… more