- TD Bank (New York, NY)
- …Communication Surveillance, Financial Crimes & Risk Management (transaction surveillance), Regulatory Compliance Management, and Conduct & Supervision. **Role ... a focus on innovation, operational efficiencies, automation, and data quality . The MD will lead technology initiatives that align...within Compliance in Financial Services. * Deep compliance and regulatory domain expertise * Proven… more
- KeyBank (Amherst, NY)
- …training or continuing education opportunities to further develop overall knowledge of regulatory compliance , banking products and services, industry trends, and ... design and execution of testing and continuous monitoring to evaluate Key's compliance with regulatory requirements. Individuals work both autonomously on… more
- City of New York (New York, NY)
- …The New York City Department of Housing Preservation Development (HPD) promotes quality and affordability in the city's housing, and diversity and strength in ... history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex… more
- American Express (New York, NY)
- …or a related field within financial services. + Strong understanding of regulatory compliance frameworks, enterprise risk management, and control evaluation. + ... dashboards for Compliance , Risk Committees, and senior leadership. + Monitor regulatory developments and industry best practices to inform updates to the CRA… more
- Highmark Health (Albany, NY)
- …knowledge as well as in-depth knowledge of the insurance industry, strategic compliance planning, regulatory concerns, compliance requirements, and corporate ... the parameters of federal and state laws, regulations, and regulatory guidance. The incumbent is also responsible for the...with managed care, Medicare and federal and/or state regulations, quality improvement and compliance oversight. + The… more
- TD Bank (New York, NY)
- …provides advice, guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing compliance initiatives ... to help manage regulatory risk. ** Compliance Monitoring & Compliance Oversight** + Assist...collate document and evidence organization and retention. + Conduct Quality Assurance for monitoring activity against the enterprise standards.… more
- Fujifilm (Albany, NY)
- …customer satisfaction and/or HCUS's future business activities. + Adheres to the Company's quality and regulatory compliance requirements and ensures that ... compliance with all applicable requirements of the company's quality management system. + Maintains effective communications and working relationships with… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist ... requirements and assisting business units to manage their regulatory risk. The Surveillance Quality Assurance Manager...a plus. + 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance … more
- TD Bank (New York, NY)
- …provides advice, guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing compliance initiatives ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair… more
- Atlas (Albany, NY)
- …* Training clients and employees in air pollution control requirements. * Performing regulatory compliance audits to review client operations to ensure they ... are a great company. We are seeking an **Air Compliance Consultant (CS Compliance Analyst 2)** to...quality . * Knowledge and/or experience with other environmental regulatory programs (eg, stormwater, wastewater, SPCC, and waste generator… more