- American Express (New York, NY)
- …of American Express. **How will you make an impact in this role?** The Manager , Technology Risk & Control role is primarily focused on performing validation ... documentation and presentations **Minimum Qualifications** + 5 years relevant experience with compliance and risk management in Information Security with a focus… more
- WTW (New York, NY)
- **Description** WTW's Risk & Broking business is at the forefront of helping organisations globally, large and small, to navigate a rapidly evolving and volatile ... risk landscape. Our focus on industry speciality means we...subject making media headlines in North America. The PR Manager role offers an exciting opportunity to leverage those… more
- Travelers Insurance Company (Albany, NY)
- …$96,400.00 - $159,100.00 **Target Openings** 1 **What Is the Opportunity?** As a Product Quality and Compliance Manager you oversee and implement quality ... in the development of programs and strategies to ensure overall Product quality and compliance with internal procedures and product regulatory requirements… more
- Amazon (New York, NY)
- …that will be impactful to program goals. * Support internal audits to ensure quality and compliance are in accordance with client service instructions and ... for handling new issues that arise in a business-centric way while addressing risk . Typical transactions will range from standard claims settlement to complex high… more
- YAI (Manhattan, NY)
- …annual OPWDD DQI and OFPC surveys. + Supports regional leadership with identifying compliance risks, completing an annual risk assessment, and developing an ... Functions & Responsibilities + Completes formal internal reviews and specialized risk assessments for YAI programs at least annually and provides feedback… more
- TD Bank (New York, NY)
- … Compliance Quality Assurance, and others** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance to ... a mission to build a more resilient and scalable compliance risk management function. As part of...and deliver specialized/ad hoc training and reporting, as required.** ** Compliance Business Oversight Manager ** **Reporting to the… more
- TD Bank (New York, NY)
- …Reporting** + Lead the assessment of the Compliance department's operational risk profile. + Develop and maintain high- quality reporting on the operational ... Event Attestations** + Coordinate quarterly operational risk event attestations for Compliance units. + Perform quality checks on submitted risk events… more
- Capital One (New York, NY)
- …doing partner due diligence and partner reviews. The Senior Manager AML Compliance Advisor performs a key risk management role (second line of defense) ... the Compliance Management Program framework, the Senior Manager is responsible for delivering quality results,...+ At least 6 years of experience in regulatory compliance , risk management or anti-money laundering (AML)… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... in reshaping compliance structures and processes, driving innovation at every level....structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be… more
- American Express (New York, NY)
- …Enterprise Compliance regulatory requirements applicable to banks. + Knowledge of Compliance risk management processes including compliance risk ... (eg, Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)). + Interest and/or experience with data… more