- TD Bank (New York, NY)
- …Communication Surveillance, Financial Crimes & Risk Management (transaction surveillance), Regulatory Compliance Management, and Conduct & Supervision. **Role ... Vancouver, London, Singapore, and Tokyo-TDS focuses on strategic, selective client engagement worldwide. Compliance , Surveillance & Supervision is integral to… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …enforcing the Global Ethics and Compliance Program in order to ensure compliance with evolving laws and regulatory requirements in addition to University ... regulations, and policies. The CGCO will lead the implementation of a comprehensive compliance program for the University through meaningful engagement of key… more
- MTA (New York, NY)
- …(CHMM), Certified Environmental Professional (CEP) Proven track record of leading regulatory compliance efforts and managing interactions with federal, state, ... with regulatory agencies to address audit findings and maintain compliance . Monitor regulatory changes and adjust internal practices accordingly. Contractor… more
- American Express (New York, NY)
- …the organization. + Support response and remediation strategy of Compliance -related audit reviews and regulatory examinations. + Communicate effectively and ... conflicting priorities under tight timeframes. **Preferred Qualifications:** + Certified Regulatory Compliance Manager (CRCM) Certification + Advance degree… more
- TD Bank (New York, NY)
- …multiple sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Help to ensure TDS meets ... provides advice, guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing compliance initiatives… more
- SMBC (New York, NY)
- …to drive alignment and ensure informed decision-making. + Stay current with regulatory expectations related to compliance culture and industry developments, to ... a competitive portfolio of benefits to its employees. **Role Description** The Head of Compliance Culture will oversee and lead the firm's Culture of Compliance … more
- Regeneron Pharmaceuticals (Troy, NY)
- …+ You can maximize external data sources, market information, and collaborator engagement , and Regulatory Agencies to constantly improve Regeneron's knowledge of ... The Director, Global Procurement Compliance will be responsible for directing a team...supplier audit closures and evidence follow up, support of regulatory inspections, SOP writing and revision, change controls, Supplier… more
- Guidehouse (New York, NY)
- **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50% **Clearance Required** **:** None **What You Will Do:** ... entering the marketplace, razor-thin margins, and a shifting administration regulatory focus, financial companies are exploring new business models, grappling… more
- Deloitte (Rochester, NY)
- Are you a process-oriented thinker with experience in international tax compliance ? Do phrases like "best practices," "leading edge technology," and "maximum ... efficiency" peak your interest? Do you enjoy providing international compliance and process improvement advice to US and foreign...As a Tax Senior, you will work within an engagement team and draw on experience in accounting and… more
- Ankura (NY)
- …insight and experience across a wide range of economic, governance, and regulatory challenges. At Ankura, we know that collaboration drives results.This position ... supports the Ankura Risk, Forensics & Compliance practice - one of six practices focused on...of automated systems and tools. . Developing and refining engagement approaches and project plans based on guidance from… more