- TD Bank (Charlotte, NC)
- …Standard. To that end, the incumbent will work with Oversight Functions (designated Regulatory Compliance Management accountability for areas of LRRs and Risk ... end, the incumbent will work with Oversight Functions (designated Regulatory Compliance Management accountability for areas of...expertise + Manages and oversees the overall discipline and strategy for the Compliance area while aligning… more
- TD Bank (Charlotte, NC)
- …the Role** : We are seeking a proactive and analytical Manager for Compliance Strategy and Operations (S&O) with extensive experience building and scaling ... will work closely with the Senior Manager of Global Compliance Strategy and Operations, Program Management. The...and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related … more
- Regions Bank (Charlotte, NC)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... Ethical Hacker (CEH), Cisco CCNA/CCNA-Security, GIAC GSEC, etc. + Familiarity with regulatory requirements and industry standards such as the Gram Leach Bliley Act… more
- TD Bank (Charlotte, NC)
- …We are seeking a highly motivated compliance professional to join our global Compliance Strategy and Operations team. In this role you will be responsible ... of regulatory frameworks, risk management best practices, or mature Compliance Management Systems + Advance proficiency with GRC platforms (preferably ServiceNow… more
- TD Bank (Charlotte, NC)
- …+ 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and ... to the development and rollout of change activities. Ensuring compliance with all internal governance documents and regulatory...and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related … more
- TD Bank (Charlotte, NC)
- …of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to ... regulatory remediation + Familiarity with developing and implementing regulatory compliance risk management frameworks and programs, including … more
- TD Bank (Charlotte, NC)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... of consent order obligations. The individual will lead and coordinate compliance -related initiatives, manage regulatory exams, and collaborate cross-functionally… more
- Guidehouse (Charlotte, NC)
- **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50% **Clearance Required** **:** None **What You Will Do** **:** ... Guidehouse has an aggressive growth strategy for its Financial Crimes, Risk and ...executive who will be fundamental to this growth strategy . This new hire will be a senior business… more
- TD Bank (Charlotte, NC)
- …securities and operations businesses/function and products + Strong management experience leading regulatory compliance activities + Regulatory , industry and ... provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Compliance Director, Commercial, Operations and… more
- Black & Veatch (Cary, NC)
- …responsible for establishing and maintaining a comprehensive GRC framework, ensuring compliance with regulatory requirements, managing third-party risks, and ... + Develop, implement, and maintain the GRC framework and strategy . + Ensure compliance with relevant laws,...assessments of third-party vendors and partners. + Monitor third-party compliance with contractual and regulatory requirements. +… more