- Bank of America (New York, NY)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your application, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non-Financial-Regulatory- Reporting --GM-NFRR--Operational-Monitoring\_25004657) **Job Description:** At Bank of America, we are… more
- American Express (New York, NY)
- …and testing, and related efforts. + Support team in providing regular status reporting for sharing with compliance leadership and stakeholders on a regular ... of the American Express Global Commercial Services (GCS) Line of Business Compliance Team (LOBCO), primarily responsible for oversight of US Small Business… more
- Raymond James Financial, Inc. (New York, NY)
- …updates to identify linkages and trends and apply findings. * Performs periodic reporting on compliance and operational issues as required. * Assists in ... **Essential Duties and Responsibilities** * Performs RJ Bank fair lending compliance reviews and analyzes the fair lending risk within various business units. *… more
- JPMorgan Chase (Brooklyn, NY)
- The Legal, Compliance & Controls team is responsible for developing cross-organizational strategy and executing on initiatives to deliver priorities across Legal, ... plans, supervising a variety of projects and programs, and managing governance and reporting processes. You will promote the agenda and roadmap forward by leveraging… more
- Citigroup (New York, NY)
- …regulators and internal reporting to senior management. As a strong project manager adept at working in cross-functional teams, you will coach and lead a small ... **About the Role:** The Finance Regulatory Engagement Communications and Reporting Director leads the directional strategy of regulatory remediation progress… more
- Fluent (New York, NY)
- …directly to the Chief Financial Officer and play a key role in ensuring compliance with all SEC reporting requirements and corporate governance matters. You will ... lead our '33 Act and '34 Act reporting obligations (NASDAQ: FLNT) and oversee all aspects of...you'll work closely with the Finance and Legal & Compliance teams on strategic transactions and a wide range… more
- City of New York (New York, NY)
- … Compliance & Audits Manager to join the Bureau of Commercial Waste. Reporting directly to the Director of Compliance and Audits with varying degrees of ... and coordinate the operations and staff of the Bureau to ensure that compliance audits are conducted professionally. - Assess the auditee's compliance with… more
- ITT (Seneca Falls, NY)
- …Plans. Connect With Us! (https://careersenus-itt-inc.icims.com/jobs/14882/trade- compliance - manager /job?mode=apply&apply=yes&in\_iframe=1&hashed=-1834443231) _ITT ... energy markets. **Position Summary** This position is responsible for Trade Compliance processes, procedures, and performing daily activities to support the North… more
- City of New York (New York, NY)
- …than 9,500 diverse professionals and knowledgeable experts. DOC seeks to recruit PREA Compliance Managers who will be responsible for the following: - Supporting the ... PREA Director to ensure facility compliance with the Prison Rape Elimination Act standards -...plan that considers sexual safety and appropriate monitoring and reporting - Ensuring the facility uses intake risk screening… more
- Citigroup (Getzville, NY)
- …defining and implementing best practices. **About the role** The Internal Reporting and Communications Senior Vice President for Finance Regulatory Engagement is ... management apprised of ongoing regulatory interactions across Finance. As a strong manager adept at working in cross-functional teams, you will prepare written… more