- American Express (Sunrise, FL)
- …Surveillance Unit (GFCSU) is part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes Compliance (GFCC), provides ... to detect potential criminal activity. GFCSU plays a vital role in ensuring compliance with key regulations, including the Bank Secrecy Act (BSA), USA PATRIOT Act,… more
- Arena Investors LP (Jacksonville, FL)
- …and procedures; . Administration of firm (Investment Adviser and Broker-Dealer) annual compliance review (testing and monitoring); . Conflicts of interest ... expand the team through the addition of a senior Compliance Officer. In this role, this individual will work...requirements; . Monitoring of Client guidelines and restrictions; . Review of marketing materials; . Review of… more
- Citigroup (Tampa, FL)
- …risk and control issues. + Applies knowledge of key regulations to influence compliance testing review scope. + Develops effective line management relationships ... Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment team responsible for… more
- Scotiabank (Tampa, FL)
- …GTB business. Analyze and scope the impact of new and complex regulatory and Compliance developments. + Review and assess the impact of new business initiatives ... Director, US Bank Regulatory Compliance , Global Transaction Banking **Requisition ID:** 222945 **Salary...an inclusive and high-performing culture. **Director - US Regulatory Compliance Officer - Global Banking & Markets - Tampa,… more
- JPMorgan Chase (Tampa, FL)
- …drawing informed conclusions, making actionable recommendations, and distributing detailed compliance testing review reports. + Foster collaboration with ... the Asset Management business. As a Senior Test Lead within the Global Asset Compliance and Ops Risk Testing Center of Excellence (CoE), you will be responsible for… more
- American Express (Sunrise, FL)
- …part of the US Department of the Treasury, and/or refers matters to internal compliance partners for review and reporting globally. In addition, the GFCSU ... Financial Crimes Surveillance Unit (GFCSU), part of Global Financial Crimes Compliance (GFCC), provides end-to-end support and oversight of global financial crimes… more
- American Express (Sunrise, FL)
- …part of the US Department of the Treasury, and/or refer matters to internal compliance partners for review and reporting globally. In addition, the GFCSU and ... and the US Investigations Unit (USIU), within Global Financial Crimes Compliance (GFCC), together provide end-to-end support and oversight of global financial… more
- Atlas (Medley, FL)
- …Training clients and employees in air pollution control requirements. * Performing regulatory compliance audits to review client operations to ensure they adhere ... to be better. We are a great company. We are seeking an **Air Compliance Consultant (CS Compliance Analyst 2)** to join our team! This position is remote and can… more
- American Express (Sunrise, FL)
- …is part of the US Department of the Treasury, and/or refers matters to internal compliance partners for review and reporting globally. In addition, the GFCSU and ... (GFCSU) and the US Investigations Unit (USIU), within Global Financial Crimes Compliance (GFCC), in partnership provide end-to-end support and oversight of global… more
- AssistRx (Maitland, FL)
- …and provide additional quality checks before document finalization. + Assists the Compliance Manager in the review and management of third-party audits. ... We are in search for a Compliance Specialist. Compliance works to ensure...change. + Performs document control functions, including tracking, processing, review , formatting, distribution, and archiving of documents. + Evaluate… more