- Arena Investors LP (Jacksonville, FL)
- …and procedures; . Administration of firm (Investment Adviser and Broker-Dealer) annual compliance review (testing and monitoring); . Conflicts of interest ... expand the team through the addition of a senior Compliance Officer. In this role, this individual will work...requirements; . Monitoring of Client guidelines and restrictions; . Review of marketing materials; . Review of… more
- MyFlorida (Deland, FL)
- …applies comprehensive analytical methods to factually substantiate finds. Prepares data for Compliance Review meetings and the official report of findings. ... CONSTRUCTION COMPLIANCE SPECIALIST - 55008469 Date: Aug 6, 2025...No: 858123 Agency: Department of Transportation Working Title: CONSTRUCTION COMPLIANCE SPECIALIST - 55008469 Pay Plan: Career Service Position… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …research, and resolve problems. **Essential Duties and Responsibilities** + Conducts review of communications, through the use of various reports and systems. ... communications and applies them accordingly. + Coaches, trains, and mentors less experienced Compliance Specialists. + May serve as a "team lead" for more junior … more
- Citigroup (Tampa, FL)
- …risk and control issues. + Applies knowledge of key regulations to influence compliance testing review scope. + Develops effective line management relationships ... Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment team responsible for… more
- Scotiabank (Tampa, FL)
- …GTB business. Analyze and scope the impact of new and complex regulatory and Compliance developments. + Review and assess the impact of new business initiatives ... Director, US Bank Regulatory Compliance , Global Transaction Banking **Requisition ID:** 222945 **Salary...an inclusive and high-performing culture. **Director - US Regulatory Compliance Officer - Global Banking & Markets - Tampa,… more
- JPMorgan Chase (Tampa, FL)
- …drawing informed conclusions, making actionable recommendations, and distributing detailed compliance testing review reports. + Foster collaboration with ... the Asset Management business. As a Senior Test Lead within the Global Asset Compliance and Ops Risk Testing Center of Excellence (CoE), you will be responsible for… more
- Carnival Cruise Line (Miami, FL)
- …and implementation of effective corrective and preventive actions. + Monitor and manage compliance through the review of monthly HESS Steering Committee and HESS ... by Management. The above responsibilities include assisting the Director of Compliance in monitoring the correct implementation of applicable procedures (Shipboard… more
- MUFG (Tampa, FL)
- …asset portfolios to identify deterioration or negative management control trends and review compliance with policies, guidelines, and regulations. + Prepare ... periodic Risk Profile & Monitoring Plans to outline key risk factors and allocate appropriate resources. + Analyze individual credits and/or credit relationships for quality, adherence to approval conditions, the accuracy of risk grading, and adequacy and… more
- Aston Carter (Boca Raton, FL)
- …Responsibilities + Interpret and apply Federal Acquisition Regulations (FAR) to ensure compliance . + Prepare and review Incurred Cost Submissions (ICE). + ... Senior Government Finance Compliance Analyst Job Description The Senior Government ... Compliance Analyst Job Description The Senior Government Compliance Analyst is responsible for interpreting and applying Federal… more
- Atlas (Medley, FL)
- …Training clients and employees in air pollution control requirements. * Performing regulatory compliance audits to review client operations to ensure they adhere ... to be better. We are a great company. We are seeking an **Air Compliance Consultant (CS Compliance Analyst 2)** to join our team! This position is remote and can… more