- Scotiabank (New York, NY)
- …and limits. + Review and provide feedback on materials created by Compliance Testing Officers throughout all stages of testing engagements before the final draft ... Compliance Testing Senior Manager, Swap Dealer and Derivatives...Escalate potential issues and exception items noted during the review process to senior management. + Ensure that the… more
- UMB Bank (Albany, NY)
- …** team supports Commercial, Small Business and Consumer Lending. As a Senior Commercial Review Appraiser, you will ensure compliance with the valuation of real ... evaluations and validations of commercial real estate properties. + You will review and validate appraisals of complex and higher-risk commercial property types… more
- University of Rochester (Rochester, NY)
- …Staff training and post-approval monitoring, and 2) UCAR Office support for management and review of protocols and support of the Committee as back up to UCAR Staff. ... **ESSENTIAL FUNCTIONS** **UCAR Protocol Processes - adding staff, protocol review ** + Researches, reviews and manages all requests to add staff to protocol. Before… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... a mission to build a more resilient and scalable compliance risk management function. As part of our team,...is outlined in the general job profile below.** **Please review the desired Skills and Experience section below in… more
- L3Harris (Rochester, NY)
- …cyber domains in the interest of national security. Job Title: Lead, Legal Compliance (Ethics & Compliance Officer) Job Location: Multiple: Rochester, New York; ... L3Harris is seeking an experienced, proactive and solutions focused Ethics & Compliance Officer (ECO) who will be responsible for conducting investigations of… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking ... Compliance Business Oversight Manager provides second line oversight and...deadlines and challenges will excel in this role. Please review desired skills & experience below as you consider… more
- Bowery Residents Committee (Manhattan, NY)
- Program Compliance Coordinator Job Description The Program Compliance Coordinator is a key member of the Program Compliance team, committed to ensuring BRC ... and analyzing findings to support service provision . Additionally, the Program Compliance Coordinator serves as the training lead, delivering training on topics… more
- KeyBank (NY)
- …Brooklyn Ohio **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is ... responsible for helping to execute a robust and effective compliance complaints program, collaborating across the three lines of defense to reinforce risk awareness… more
- University of Rochester (Rochester, NY)
- …programs, policies, and practices to ensure that all departments are in compliance with organizational and governmental standards. Maintains compliance with all ... Coordinates and conducts the assessment of internal controls to ensure compliance as required by regulatory commissions/authorities. Develops programs and processes… more
- Molina Healthcare (Buffalo, NY)
- …Assesses services for members to ensure optimum outcomes, cost effectiveness and compliance with all state and federal regulations and guidelines. + Analyzes ... field, such as social work or clinical counselor (for Behavioral Health Care Review Clinicians only). **Required Experience** 1-3 years of hospital or medical clinic… more