- Regeneron Pharmaceuticals (Troy, NY)
- The Director, Global Procurement Compliance will be responsible for directing a team of Compliance Managers and Specialists that support and maintain all cGMP ... compliance aspects of procurement operations. In addition to leading...needed. + Maintenance of the ASL and associated Periodic Review of suppliers. + Provides leadership of the Supplier… more
- The Research Foundation for SUNY (Albany, NY)
- …Description: Role Value Proposition: The Research Foundation (RF) Office of Compliance Services (OCS) is responsible for leading, managing, and championing ... to maintain, enhance, and promote a strong culture of compliance at the RF. We provide expertise and guidance...email account and assist or appropriately route inquiries; + Review conflict of interest disclosures as assigned, and recommend… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $110,000 - $135,000 USD TD is committed to providing fair ... for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS...Monitoring plan + Determine scope of reviews; build detailed review steps; organize documentary evidence of review … more
- Aflac (New York, NY)
- …Conduct daily review and monitoring of pre-trade and batch portfolio compliance alerts with respect to regulatory and internal rules and restrictions across all ... to the Investment Division. + Assist in the drafting, review , and updating of the firm's Compliance ...drafting, review , and updating of the firm's Compliance Manual, policies and procedures, and key operating procedures.… more
- Rochester Institute of Technology (Rochester, NY)
- **9315BR** **Position Title:** Director of Research Compliance **Organization:** VP for Research **Job Responsibilities:** + Oversee the Conflict of Interest process ... for researchers including review of all project COIs, drafting of management plans...support offices to enhance, update, and coordinate university research compliance resources and practices required by federal agency requirements… more
- WMCHealth (Poughkeepsie, NY)
- …of federal, state and local enforcement authorities. + Identifies high risk areas for review and assists the VP, Compliance to prepare the related remedial or ... Regional Manager, Compliance - ONSITE Company: NorthEast Provider Solutions Inc. City/State:...with audits relating hospital policies and procedures, including the review of medical records, HIPAA, training and education, investigations,… more
- Norstella (Albany, NY)
- …Recognition & Compliance + Oversee the company's revenue recognition process in compliance with ASC 606. + Review complex contracts, provide guidance on ... + Collaborate with Sales, Deal Desk, and Legal to structure contracts that balance compliance with business goals. + Work with FP&A to deliver timely and accurate… more
- RWE Clean Energy (New York, NY)
- …out needed for clearances + Works with Compliance Officers to maintain NERC compliance at all times + Review maintenance and repair test reports and propose ... the scope performed, meeting regulatory requirements as set forth by the RWE Compliance department + Technical Training will be ongoing, ie, IR training, battery… more
- TD Bank (New York, NY)
- …of results, and tracking execution of action plans to resolution + In compliance with Business Change Review (BCR) Program for change initiatives delivered ... G&C leads, and Risk and Control Partners such as Compliance and Risk Management; and + Foster an environment...of relevant industry and governance, risk, internal control and/or compliance experience **INCLUSIVENESS** At TD, we are committed to… more
- SMBC (New York, NY)
- …**Role Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance Department Policies Team. ... stakeholders within the Americas Division (AD) to develop, communicate, and manage compliance policies that support our strategic objectives. You'll also lead key… more