- City of New York (New York, NY)
- …detailed oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance . The successful candidate will have ... ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of Finance is primarily tasked...other New York City Local Laws. The AACCO of Compliance will also be responsible for the review… more
- L3Harris (Rochester, NY)
- …and cyber domains in the interest of national security. Job Title: Lead, Legal Compliance (Ethics & Compliance Officer ) Job Location: Multiple: Rochester, ... seeking an experienced, proactive and solutions focused Ethics & Compliance Officer (ECO) who will be responsible...reporting. + Triage and Resolution: Participate in the triage, review , analysis, and resolution of reports from the L3Harris… more
- S&P Global (New York, NY)
- …our most significant intellectual property. **The Impact:** The Analytic Quality & Validation Review Officer plays a pivotal role in ensuring the integrity and ... Team:** Within the Analytic Quality & Validation group, the Review & Validation team has global responsibility for the...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and maintaining assigned areas ... of the compliance program covering US Mortgage Banking including monitoring business...compliance subject matter expert for assigned areas. * Review marketing materials for business areas or products including… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... working with regional testing teams across the globe. This Compliance Officer will also support other aspects...Monitoring plan + Determine scope of reviews; build detailed review steps; organize documentary evidence of review … more
- SMBC (New York, NY)
- …Description** The Credit Review Department (CRVD) is seeking a highly motivated Credit Review Officer to join its team. CRVD operates as a **Third Line of ... reviews of credit exposures, including underwriting, risk grading, and policy compliance . + Lead credit reviews or continuous monitoring for specific business… more
- JPMorgan Chase (Uniondale, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...quo and striving to be best-in-class. As a Credit Officer in Portfolio Management, you should be proficient with… more
- KeyBank (NY)
- …second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... effective compliance complaints program, collaborating across the three lines of...may include but not limited to assisting with the review and challenge of complaints, policies, procedures, training program… more
- Bloomberg (New York, NY)
- Compliance - Compliance Officer -...on the product and business + Draft, update and review compliance policies in line with regulatory requirements ... Indices/ Benchmark Administration Location New York Business Area Legal, Compliance , and Risk Ref # 10044966 **Description & Requirements** Bloomberg's Legal and … more
- Marex (New York, NY)
- …For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, including… more
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