- Insight Global (Tampa, FL)
- …investment advisor firm local to the Tampa area is looking for 2 Compliance Associates to sit within the securities brokerage and investment advisory organizations. ... email, and phone calls to either handle them yourself or escalate to the appropriate team member. You will interpret the impact of laws on new and existing retail… more
- Citigroup (Tampa, FL)
- The Global Legal Solutions team within Citi Legal plays a pivotal role in supporting Citi's legal professionals by ensuring robust risk management and operational ... Analyst will contribute directly to maintaining Citi's reputation for security and compliance in its legal engagements. The Legal Support Officer is a non-attorney… more
- Atlas (Tampa, FL)
- …clients and employees in SPCC Plan and stormwater requirements. * Performing regulatory compliance audits to review client operations to ensure they adhere to ... We are a great company. We are seeking a **Water Compliance Consultant (CS Project Manager 2)** to join our team ! Come join us! This position is remote and can… more
- Chewy (Plantation, FL)
- **Our Opportunity:** We at Chewy are seeking an **Ethics and Compliance ** **Analyst** to join our Legal team based in Plantation, Florida, with a primary focus ... role will report to the Associate Director, Ethics & Compliance , and will play a key role in triaging,...system is accurate, complete, and up to date. + Review case documentation for consistency, including case summaries, investigation… more
- Citigroup (Tampa, FL)
- …assessments of Citi's risk and control environments in coordination with the Audit team . The overall objective is to utilize in-depth subject matter expertise to ... Acts as SME to senior stakeholders and /or other team members. + Appropriately assess risk when business decisions...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- USAA (Tampa, FL)
- …+ Identify, own, execute, enhance, and align controls to mitigate operational and compliance risks as it pertains to owned processes as it pertains to owned ... process improvement initiatives. + Provide mentorship and guidance support for team and applicable business partners. + Actively provide relevant business… more
- Lincoln Financial (Tallahassee, FL)
- …#:** 74829 **The Role at a Glance** We are excited to be hiring a **Manager, Compliance testing team ** role in our Retirement Plan Services business line in our ... or remote. In this role you will manage a team and processes for their assigned client service area(s)...in a career at Lincoln, we encourage you to review our current openings and apply on our website.… more
- Prime Therapeutics (Tallahassee, FL)
- …every decision we make. **Job Posting Title** Sr. Functional Bus Consultant ( Compliance ) - Remote **Job Description** The Senior Functional Business Consultant The ... Testing + May provide guidance, mentoring, and work direction to others on the team + Other duties as assigned **Education & Experience** + Bachelor's degree in… more
- Navy Federal Credit Union (Pensacola, FL)
- …programs that affect and involve business unit activities. Ensure management review of initiatives from concept through planning, analysis, design, and testing, ... and solutions on schedule and within scope and budget. Responsibilities + Review program-related data using performance measurements and indicators to identify areas… more
- Truist (Tampa, FL)
- …Perform escalated review of complex transactions identified by the Supervision Team . + Electronic Correspondence/Social Media Review of direct reports and as ... (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** Purpose: Provide Leadership and Manage Supervision… more