- KeyBank (NY)
- …directly with the lines of business (LOBs) to identify and assess risks, review and challenge risk assessments, provide input over controls and testing, advise on ... as they relate to Business Banking. - Responsible for review and challenge of LOB policies and procedures to...2nd LOD requirements related to the Governance, Risk & Compliance application and Risk Assessment Processes. - Other duties… more
- New York State Civil Service (Buffalo, NY)
- …a team conducting inspections of licensed entities to monitor compliance with all applicable laws, regulations, policies, and procedures.* Evaluate licensee ... will be responsible for inspecting, auditing, and performing a full range of compliance duties for the regional area they are assigned to (Buffalo). The Program… more
- Sumitomo Pharma (Albany, NY)
- …clinical study team meetings and governance committees. + Performs aggregate review of post-marketing safety data in support of safety signal validation, trend ... and Canadian Product Monograph (PM) + Ensures timely and quality review and assessment of ICSRs, including seriousness, expectedness, safety narratives, adverse… more
- MTA (Jamaica, NY)
- …Deputy Chief Equal Opportunity Officer (DEOO) is responsible for evaluating compliance and making recommendations for appropriate action within advanced and diverse ... and counseling. Responsible for the discipline/termination of employees when necessary. Review the performance of staff. Create a professional environment that… more
- City of New York (New York, NY)
- …work. Responsibilities include, but are not limited to the following: 1. Review and/or inspect contractors' work and contract administration for compliance ... and ensure contractors' acquisition of required permits and approvals. 2. Review and recommend action with regard to general contractor's proposed schedule… more
- City of New York (New York, NY)
- …work. Responsibilities include, but are not limited to the following: 1. Review and/or inspect contractors' work and contract administration for compliance ... and ensure contractors' acquisition of required permits and approvals. 2. Review and recommend action with regard to general contractor's proposed schedule… more
- Arrow Financial Corporation (Glens Falls, NY)
- … team ! Currently, we are looking for an experienced professional to join Compliance and Risk team as: Bank Secrecy Act (BSA) Specialist This opportunity ... of Currency Transaction Reports (CTRs), BSA/AML/OFAC and other appropriate compliance reports in timely manner for review ...relationships, and work as a member of a cooperative team > Proficient in Microsoft Office Suite: Word, Excel,… more
- Comunilife (Bronx, NY)
- …for monitoring performance of the property. Identify operational issues that require action; review tax credit compliance , and other data to ensure we are ... all aspects of leasing, lease signing and renewals, rent notices, LIHTC compliance , prepare rental reports; supervise and monitor building operations; and coordinate… more
- Wells Fargo (New York, NY)
- …sources by reviewing paperwork for completeness and forwarding to management for review when applicable + Utilize prior experience in the Registered Client Associate ... appropriate FINRA license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is mandatory. In… more
- Mizuho Corporate Bank (New York, NY)
- Job Description The Compliance function manages compliance and regulatory risk by establishing compliance policies, providing training, conducting ... ensure timely reporting of suspicious transactions to the Anti-Money Laundering (AML) Compliance Manager. The Associate is responsible for reviewing the AML cases… more