- CDM Smith (Buffalo, NY)
- …systems of moderate to high complexity as necessary to meet client requirements. Review draft designs for compliance with federal, state, and local regulations. ... are seeking a thought leader who can lead a team of technical experts, collaborate with our sales ...to current and potential client requests for proposals (RFPs). Review draft proposals for adherence to firm, industry, state,… more
- City National Bank (New York, NY)
- …improve accuracy across the platform. The role also requires the candidate to manage a team of trading analysts and be a point of escalation for daily trade issues. ... and escalate unusual or suspicious order activity and ensure regulatory compliance throughout the trade lifecycle. * Coordinate trade allocations with external… more
- US Bank (New York, NY)
- …Corporate Audit Services (CAS) is seeking a strong candidate to join our growing team of audit professionals within our Technology and Operations Services Team ... Project Manager. This role will align to the Technology Services Audit team which provides global audit coverage for multiple technology organizations within USB… more
- Citigroup (New York, NY)
- …position in the Enterprise Data Office (EDO) Business Execution (BE) Team responsible for accomplishing results through the management of a professional ... team or department. The team drives the...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- HSBC (New York, NY)
- …our communities and the planet we all share. Market and Security Services (MSS) Audit Team is part of the CIB Audit team , andfocuses on traded markets activities ... (eg, Market Operation, Trade Surveillance, Traded Risk and Product Control). The team also covers Global Research, which provides research and analysis to investors… more
- Citigroup (New York, NY)
- …forecasting, strategic planning, and business development activities to support Product team . Use Risks and Controls Governance to monitor processes and controls ... operations to mitigate financial and operational risks. Review investment scenarios and perform sensitivity analysis. Monitor and analyze portfolio performance… more
- JPMorgan Chase (Brooklyn, NY)
- …about banking solutions, as well as collaborate with and connect them to our team of experts to help with specialized financial needs. + Adhere to policies, ... within established risk parameters/tolerances and meet internal/external risk and compliance obligations, including completion of required training. + High school… more
- Win (Women In Need) (Brooklyn, NY)
- …of both the housing and employment goals of each client and ensure compliance with Win's contractual requirements with outside Funders Responsibilities: + Conduct an ... in the client's chart. + Conduct orientation with clients and review the facility rules, clients' rights and responsibilities, grievance/complaint process, emergency… more
- JPMorgan Chase (New York, NY)
- …- or must be successfully completed within 180 days of starting the role + Compliance with Dodd Frank/Truth in Lending Act* + High school degree, GED, or foreign ... military equivalent + Experience cultivating relationships with affluent clients + Strong team orientation with a commitment of long-term career with the firm **Dodd… more
- City of New York (New York, NY)
- …York City. Investigate complaints related to rental horses and ensure compliance with relevant regulations. Review required documentation, including Certificates ... and injuries caused by environmental and workplace health risks. With a team of 1,000 professionals, the Division conducts outreach, education, surveillance, and… more