- Citigroup (Jacksonville, FL)
- …ORM Executive Leadership Team(s) - Foundational Programs or Policy Teams + USPB Compliance Officers * USPB Senior Operational Risk Managers + Enterprise ORM ... Reporting to the 2nd Line Operational Risk Senior Group Manager, who has responsibility for...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Scotiabank (Tampa, FL)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- USAA (Tampa, FL)
- …to ensure quality standards are established in accordance with internal practices, risk and compliance policies and procedures, and regulatory requirements for ... processes and procedures. + Ensures objectives align with operational process, regulatory, risk and compliance goals to effectively contribute to the mission… more
- Wells Fargo (Sun City Center, FL)
- …their needs and grow the business + Knowledge and understanding of Branch Banking compliance controls, risk management, and loss prevention + Ability to follow ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TECO Energy (Tampa, FL)
- …control expectations. Plays an essential role in helping the organization maintain compliance with regulatory standards, promote risk mitigation, and drive ... efficiencies. **PRIMARY DUTIES AND RESPONSIBILITIES** + Support the annual SOX compliance program, including planning, risk assessment, scoping, testing, and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …ensure adherence to regulatory requirements. + Ability to manage and perform risk -based compliance testing. + Ability to determine matters requiring escalation ... and written reports + Delivering written and oral presentations + Investigating compliance irregularities + Making rule and risk -based analytical decisions +… more
- Wells Fargo (Lakeland, FL)
- …digital banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Lady Lake, FL)
- …regulations pertaining to the banking industry * Knowledge and understanding of retail compliance controls, risk management, and loss prevention * Ability to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Lakeland, FL)
- …digital banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (North Miami, FL)
- …participate in the sales development process + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Ability to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more