- UMB Bank (Tallahassee, FL)
- …quality control reviews of retail branch locations to identify operational and compliance risk within the retail branch. This associate works closely ... with the Compliance and Oversight Program Manager and reports to the...retail branch quality control review performed, including an overall risk rating articulating the level of risk … more
- Wells Fargo (Sarasota, FL)
- …human resources, or military recruiting + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Motivate others ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Citigroup (Tampa, FL)
- …the individual to work across a variety of stakeholders such as Enterprise Risk Management (ERM), Independent Compliance Risk Management (ICRM), Retail ... Credit Risk , Operational Risk , Model Risk , Internal...to improve products + Experience with technology control framework, compliance , regulatory and audits + Ability to create solutions… more
- Scotiabank (Tampa, FL)
- …development and maintenance in alignment with strategy, regulation, governance and compliance , risk management, audit, policies, and procedures. + Maintain ... are protected at all times by strictly adhering to risk management and compliance programs, internal and regulatory guidelines, including Know Your Customer,… more
- Citigroup (Tampa, FL)
- …data to complex product transactions. **Stakeholder Collaboration** : Collaborate with compliance , risk , legal, operations, technology, product owners, report ... framework for all regulatory reporting & Client Tax across multiple jurisdictions, ensuring compliance with diverse and complex regulations & Tax laws. This role is… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …limited to, issue management, emerging risks, regulatory changes, supplier, and product risk assessments. + Provide compliance support on various investment ... compliance activities are commensurate with the level of risk being mitigated. + Provides escalated support and guidance...(2) years of experience in the financial services industry, compliance , or risk management. ~or~ + Any… more
- Lincoln Financial (Tallahassee, FL)
- …a resource to applicable internal/external stakeholders and will execute on more complex compliance plans, reviews, and risk analyses for assigned area. **What ... **The Role at a Glance** We are excited to bring on an accomplished ** Compliance Consultant** to our Retirement Plan Services/Product team to work in our Fort Wayne… more
- Citigroup (Tampa, FL)
- …The work will vary across engagements but generally will range from regulatory compliance to risk management, to the integration of technology into the ... life cycle by owning management of core PM processes (ie, risk /issue management, reporting, plan management.) This position offers opportunity for growth… more
- MyFlorida (Chattahoochee, FL)
- …plan. + Ensure the development of appropriate policy and procedures that minimize the risk of injury to residents. Ensures compliance with risk management ... and professional position serving as the Registered Nursing Consultant Supervisor in Risk Management. The ideal candidate will be a collaborative team player who… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of products, trades, communications, and international reviews. + Collaborate with audit, compliance , risk management, and other control areas to evaluate ... and governance. Supervision partners closely with the business to proactively manage risk and develop appropriate review processes. Positions in Supervision cover a… more