- MUFG (Tampa, FL)
- …line-of-business, risk function SMEs across the firm (For example: Compliance , Business Continuity, Information Security) and third-party contacts to drive the ... risk management highly desirable. Additional experience in bank compliance , audit, risk , legal or related positions. + Strong analytical or critical thinking… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …practices. Also, engages with regulators to provide essential risk context. . Reports risk -related data including risk exposure, compliance to risk ... Duties and Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining the business… more
- First Horizon Bank (Starke, FL)
- …+ Develop risk reporting that provides a holistic view of business unit compliance with risk programs, identification of top business unit risks and emerging ... within the company's footprint. **Summary** The Treasury Management (TM) Risk and Controls Advisor as a first line of...line of defense role that is responsible for executing risk management programs and other first line of defense… more
- Coinbase (Tallahassee, FL)
- …to succeed in a fast-paced environment * Knowledge in financial products, including risk management or compliance * Experience building robust and scalable data ... experience building machine learning models * Experience designing and implementing compliance and risk controls * Experience leading large, cross-functional… more
- First Horizon Bank (Miami Lakes, FL)
- …and 0-4 years of experience or equivalent combination of education and experience 2. Compliance and Risk Management Experience - 0 -2 years of BSA experience. ... cases for review and approval by management. + Provide risk rating recommendations to management for clients' relationships reviewed,...by determining if client is low or potentially high risk . + Onboarding - Review and Analyze prospect client(s)… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …control effectiveness tests + Support development for ServiceNow GRC, Policy and Compliance , or Integrated Risk Management (IRM) modules. + Understand business ... requirements related to risk and controls or GRC and work with software engineers to ensure business requirements are met + Analyze enterprise data (SIEM, endpoint… more
- TD Bank (Fort Lauderdale, FL)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... will cascade throughout the organization. **US COC oversees a corporate oversight compliance risk management program.** The **Corporate Office Compliance … more
- American Express (Sunrise, FL)
- …as Privacy and Conduct Risk . This position will also support effective compliance risk management oversight to promote safe and scalable marketing and ... innovation by monitoring the overall effectiveness of the business compliance program via Compliance Risk ...effectiveness of the business compliance program via Compliance Risk Assessment, Issue Management Framework, Complaint… more
- Citigroup (Tampa, FL)
- …Citi's Electronic Communications Program (ECP) for prevention of regulatory violations and compliance risk management. Support risk management framework ... product and function coverage teams to partner in developing and applying Compliance Risk Management program solutions that meet business and customer needs in a… more
- TD Bank (Fort Lauderdale, FL)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... compliance management systems** + **Knowledge and experience with risk management environment, standards, and regulations** + **Ability to independently… more