- Amentum (Albany, NY)
- …and strategic objectives. The Director acts as a key advisor to business units and senior leadership on risk -related matters and ensures compliance ... to risk and insurance. + Collaborate with finance, legal, compliance , operations, and other business units on risk -related initiatives. + Serve as a… more
- Bloomberg (New York, NY)
- Data Risk Management Lead - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10044987 **Description & ... + Collaborate with teams across Engineering, Data, Product, Legal, Compliance , and Privacy to integrate data risk ...thinking into day-to-day operations + Serve as a trusted advisor to senior leadership on data-related risk … more
- TD Bank (New York, NY)
- …on business activities and initiatives with regulatory impact. + Serve as a compliance advisor to business partners through regular meetings and process ... Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated business ... risk and self-assessment activities for designated business using TD's Enterprise Compliance Risk… more
- BMO Financial Group (NY)
- …Writes, publishes and maintains policy documentation to achieve the desired business results and support corporate, compliance and/or regulatory requirements. ... procedures, and related documentation. + Provides strategic input into business decisions as a trusted advisor . +...technical writing preferred. + In-depth / expert knowledge of risk management, audit, compliance , and / or… more
- American Express (New York, NY)
- …implement effective controls and mitigation strategies. + Support the execution of business -level compliance risk assessments and control self-assessments. + ... key privacy laws and regulations and excels in balancing risk with practical business needs. **Key Responsibilities:**...Serve as the primary compliance partner and advisor on privacy risk matters, offering expert… more
- American Express (New York, NY)
- …implement effective controls and mitigation strategies + Support the execution of business -level compliance risk assessments and control self-assessments + ... risk identification, management, and mitigation across US Consumer Business Services within the 1st Line of Defense. This...and report compliance performance metrics and emerging risk trends + Act as a trusted advisor… more
- KeyBank (Amherst, NY)
- … management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk Specialist), CTFA (Certified Trust and Fiduciary Advisor ), or similar). + ... Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk...with other groups within Key including the lines of business , other risk management teams and internal… more
- KeyBank (NY)
- …across KeyBank's Wealth and Fiduciary business lines. Operating within the broader Compliance Risk Management organization, this role plays a key part in ... high-quality documentation and reporting, including credible review and challenge over line of business risk taking activities and decision. The role may also… more
- Guardian Life (Albany, NY)
- …as needed, to support risk -based testing methodologies or follow-up on potential business risk exposures. + Use the results of your risk -based ... of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an insurance-affiliated broker/dealer… more
- KeyBank (Amherst, NY)
- … management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk Specialist), CTFA (Certified Trust and Fiduciary Advisor ), or similar). + ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk...compliance monitoring and testing across Key's lines of business , products, and functional activities. Individuals in this role… more