- KeyBank (Amherst, NY)
- … management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk Specialist), CTFA (Certified Trust and Fiduciary Advisor ), or similar). + ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk...compliance monitoring and testing across Key's lines of business , products, and functional activities. Individuals in this role… more
- University of Rochester (Rochester, NY)
- …efficiently. + Provide direct access to senior leadership and act as the primary advisor on compliance -related matters. Risk Identification and Management: + ... Risk Assessment + Department, Identify, assess, and prioritize compliance risks across the University's operations, including academic, research, student… more
- American Express (New York, NY)
- …+ Assist with control design activities led by Control Management, advising on compliance risk mitigation elements + Coordinate with compliance , legal, ... Finance organizations. **Key Responsibilities:** + Serve as the primary compliance partner and advisor on regulatory change... and accountability. **Qualifications:** Required: + 7 years of compliance , legal, or risk experience within a… more
- Deloitte (Williamsville, NY)
- …business stakeholders, Enabling Areas, and functional leadership) as a trusted business advisor , understanding their needs and leveraging these relationships ... + Implements and evaluates the effectiveness of innovative records and contracts compliance and reporting projects that provide business analytics and… more
- MTA (Jamaica, NY)
- Director, Corporate Compliance Suburban Operations Job ID: 12715 Business Unit: MTA Headquarters Location: Jamaica, NY, United States Regular/Temporary: Regular ... limited to providing expertise and guidance as relates to business process best practices and in accordance with the...directing, and administering the operations of the MTA Ethics, Risk , and Compliance Program. Identify and assess… more
- Guardian Life (New York, NY)
- …(inclusive of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, experience at an insurance-affiliated broker/dealer is ... Law Department's Mission to be a trusted advocate and advisor to drive strategic solutions that advance Guardian's purpose,...fashion. **You will** + Advise and consult with various Compliance colleagues and internal business partners to… more
- Citigroup (New York, NY)
- …management or key regional management and/or primary advisor to senior business stakeholders, functional partners (eg, Risk , Compliance , Finance, CAO, ... for serving as subject matter expert and key legal advisor to business stakeholders, functional partners, and...retention, and privacy + Audit employment policies, practices, and compliance initiatives while identifying areas of risk … more
- Wells Fargo (New York, NY)
- …commensurate with the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a ... crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance , reputation, strategic, and technology risk . The group… more
- Guardian Life (New York, NY)
- …with business partners to support business strategies, resolve compliance inquiries or investigations, and implement risk mitigation strategies. + ... Law Department's Mission to be a trusted advocate and advisor to drive strategic solutions that advance Guardian's purpose,...you work with various levels of personnel within Law, Compliance , and the business and functional areas… more
- TD Bank (New York, NY)
- …migrations, and process reengineering. + Serve as an advisor to the business , legal and compliance stakeholders on complex conflict scenarios. + Monitor ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $150,000 - $185,000...advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory risk .… more