- Guidehouse (New York, NY)
- …banks / financial institutions, ideally Global Systemically Important Banks (GSIBs). + Managed compliance and risk assessment processes for large banks, ... one or more of the following areas: + Operational risk and/or big bank compliance (first or...as RFP response, sales presentations, and/or proposal support. + Risk and Control Self- Assessment (RCSA) experience. +… more
- Guidehouse (New York, NY)
- …+ Risk and controls current state assessments (including process mapping) + Compliance and risk assessment processes (1LOD, 2LOD, Control Management) for ... within financial services or banking technology environments + Operational risk and/or big bank compliance (first or...environments + Operational risk and/or big bank compliance (first or second line of defense) + Banking… more
- Guidehouse (New York, NY)
- … risk roles-preferably within financial services or banking technology environments + Compliance and risk assessment processes for large banks, ensuring ... consulting in one or more of the following areas: + Operational risk and/or big bank compliance (first or second line of defense) + Banking regulations, … more
- American Express (New York, NY)
- …, and ultimate residual risk . Working closely with the Global Financial Crimes and Compliance Risk Assessment team and all 1st Line of Defense business ... minimum standards, overseeing effective screening processes, completing the Sanctions Risk Assessment , developing and administering training, providing reporting… more
- Guidehouse (New York, NY)
- … and controls current state assessments (including process mapping). + Experience with compliance and risk assessment processes for large banks, ensuring ... one or more of the following areas: + Operational risk and/or big bank compliance (first or...MBA or MA/MS degree in a related field. + Risk and Control Self- Assessment (RCSA) experience. +… more
- TD Bank (New York, NY)
- …and challenging root causes, remediation plans and performs validations. + Participating in Compliance risk assessment process. **The above details are ... self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments (monitoring, … more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...Compliance -wide frameworks, guidelines and standards for testing, monitoring, risk assessment , reporting and other activities** +… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...Compliance -wide frameworks, guidelines and standards for testing, monitoring, risk assessment , reporting and other activities** +… more
- TD Bank (New York, NY)
- …and self- assessment activities for designated business using TD's Enterprise + Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- Heritage Financial Credit Union (Middletown, NY)
- …new/revised consumer compliance laws and regulations. + Facilitate completion of Consumer Compliance Risk Assessment + Work with department leaders and ... Monitor various indicators of risk - QC results, Compliance Testing results, complaints, risk assessment results, etc. to identify weaknesses and assist… more