- Trustco Bank (Schenectady, NY)
- …containing compliance risk through the implementation and execution of the compliance risk assessment process and the completion of routine ... **Job Title:** Compliance Analyst I **Reports to:** Compliance Officer **FLSA Status:** Non-Exempt **Salary Grade:** NE16 **Supervisory Responsibility:** No… more
- University of Rochester (Rochester, NY)
- …ongoing relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal controls to ensure compliance as ... and enforce internal policies related to government contracting, ethics, and overall compliance standards. + ** Risk Mitigation** : Identify, assess, and address… more
- Citigroup (Queens, NY)
- …Skills** Analytical Thinking, Assurance Strategy, Communication, Constructive Debate, Controls Assessment , Controls Lifecycle, Policy and Procedure, Risk ... in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with applicable… more
- PSEG Long Island (Bethpage, NY)
- …and support with strategic direction of broader IT organization. Collaborate with Enterprise Compliance and Risk needs to identify and manage NERC CIP ... remediation: Track, report, and ensure remediation of negative findings found by compliance operation team self- assessment , IT assurance quality control, or… more
- TD Bank (New York, NY)
- …compliance assurance and testing + Provides/Executes skilled AML/ATF/Sanctions/ABAC research, risk assessment , reporting and/or analytical support in a timely ... assessment activities for designated business using TD's enterprise AML/ATF/Sanctions/ABAC risk assessment framework + Ensures that assessments (monitoring, … more
- City of New York (New York, NY)
- …for maintaining agency-wide environmental and occupational health and safety compliance . Within OEHS, the Environmental Health and Safety (EHS) Performance ... (PMSP) section is responsible for oversight and management of the agency's EHS Assessment Program and providing support to BWS' Process Safety Management and Risk… more
- KeyBank (Amherst, NY)
- …analysis, and/or reporting typically achieved through work as a: business, data, operations, compliance , or risk analyst ; internal auditor; or role that ... Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk...focusing on current, high impact wealth management and trust compliance and operational risks, and assessment of… more
- Citigroup (Queens, NY)
- …rules, Citi's policies and procedures, or other authoritative guidance. The key risk (s) being addressed are identification of discrepancies in system logic, data ... interpretations across different US regulations & reports - Regulatory Capital (eg Risk Weighted Assets, Capital Ratios, Leverage Ratios), Liquidity (eg Net Stable… more
- Binghamton University (Binghamton, NY)
- …requests + Track and ensure adequate and timely resolution to all audit and risk assessment findings or issues relating to information security + Recommend ... academic systems and the University network for policy enforcement and compliance . The Information Security Analyst will work with cross-functional… more
- TD Bank (New York, NY)
- …to the following activities and controls: - Policy & Governance / Training - Risk Assessment Framework - Know Your Customer (KYC) / Customer Identification ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** Roles in the second line of defense Financial… more