- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** + Oversees compliance and risk -related training and education processes in collaboration with internal stakeholders. + ... Coordinates annual training needs assessment processes with key stakeholders. + May coach, train,...assigned. **Knowledge, Skills, and Abilities** **Advanced knowledge of:** + Compliance and risk training for the securities… more
- City of New York (New York, NY)
- …7,500 diverse professionals and knowledgeable experts. DOC seeks to recruit a PREA Compliance Manager who will be responsible for the following: - Supporting ... the PREA Director to ensure facility compliance with the Prison Rape Elimination Act standards -...for a reported incident - Ensuring access to inmate risk assessment information is limited to only… more
- Boar's Head Brand/Frank Brunckhorst Co., LLC (Brooklyn, NY)
- …Head Brand. Complete special projects as assigned by the Sr. QA Manager . Job Description:Essential Functions + Organize and Audit co-manufacturers QA related ... documents to ensure compliance to Boar's Head expectations (ie annual GFSI audit...Manufacturing, and Food Distribution outlets, etc). + Conducts ongoing risk assessments, develops corrective actions and monitors implementation, efficacy,… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... + ** Compliance -wide frameworks, guidelines and standards for testing, monitoring, risk assessment , reporting and other activities** + **Internal Audit,… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- CBRE (Albany, NY)
- …necessary adjustments. *Playbook: Develop, complete, and implement transition playbooks. 3. Risk Management and Mitigation: * Risk Assessment Development: ... technical leadership during transitions. This includes conducting site audits, developing risk assessments, ensuring compliance , and delivering training. Working… more
- MongoDB (New York, NY)
- …build next-generation, AI-powered applications. The MongoDB security team is looking for a Program Manager - Governance, Risk , and Compliance . This role will ... order to support our customer's needs. The Senior Program Manager - Governance, Risk , and Compliance...by scheduling meetings, drafting relevant communications, and reporting on assessment results + Join compliance initiatives to… more
- Heritage Financial Credit Union (Middletown, NY)
- …union and as such plays a critical role in assessing the organization's risk landscape, ensuring compliance with regulatory requirements, and fostering a strong ... control procedures and monitors safeguarding of assets. 2. Governance, Risk & Compliance + Oversee the development...development and maintenance of the annual audit plan and risk -based audit assessment in close collaboration with… more
- Coinbase (Albany, NY)
- …to enhance effectiveness and efficiency across all audit activities. * *Strategic Risk Assessment Integration:* Lead and direct the annual and semiannual ... to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The...SOX risk assessment process, in close coordination with… more
- BMO Financial Group (New York, NY)
- …of the Fixed Income compliance program. Coordinate and performs risk assessment , monitoring, testing and surveillance activities to ensure program ... recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with regulatory… more