- Grant Thornton (Charlotte, NC)
- As a Process Risk Senior Manager , you will get the... in both proactive and responsive contexts for the Risk , Compliance & Controls Practice - all with ... confidently. Your day-to-day may include: + Review processes and internal controls across multiple risk domains to provide clients with an assessment of risk… more
- Truist (Charlotte, NC)
- …Operating Model including risk advisory, effective challenge and independent risk assessment responsibilities and delivery. 2. Ensures active engagement and ... parties (On or Offshore, Vendors, etc.) 4. Familiar with Governance Risk and Compliance platforms, eg, Archer **General Description of Available Benefits for… more
- Grant Thornton (Charlotte, NC)
- As a Process Risk Experienced Manager , you will have the opportunity to grow and contribute to our clients' success by helping them identify and understand their ... role in both proactively addressing and responding to these risks within our Risk Advisory Practice, supported by the resources and environment necessary for your… more
- TD Bank (Charlotte, NC)
- …are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment team. This role is ideal for ... routines. **Key Responsibilities:** + **Lead portions of the enterprise compliance risk assessment , including ...outlined in the general description below. **Job Summary:** The Compliance Governance & Operations Manager leads the… more
- TD Bank (Charlotte, NC)
- … + Serve as the lead liaison with first-line business risk owners and compliance oversight functions + Support the assessment of first-line risk owners' ... a mission to build a more resilient and scalable compliance risk management function. As part of...Role** : We are seeking a proactive and analytical Manager for Compliance Strategy and Operations (S&O)… more
- TD Bank (Charlotte, NC)
- …work in a fast-paced environment. Demonstrated experience in risk management, risk compliance self- assessment , program effectiveness assessment , and ... of compliance standards, must have a deep understanding of Risk Control Self- Assessment , Control Effectiveness Assessment , Program Effectiveness… more
- TD Bank (Charlotte, NC)
- …Experience developing and implementing risk management frameworks and programs, such as Compliance Risk Assessment (CRA), Risk Control Self- ... a mission to build a more resilient and scalable compliance risk management function. As part of...Manager is responsible for:** + Managing the identification, assessment , control, and monitoring of escalated US Compliance… more
- TD Bank (Charlotte, NC)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... US COC oversees a corporate oversight compliance risk management program. The Compliance Manager...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- TD Bank (Charlotte, NC)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking Compliance Business Oversight Manager provides second line...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- TD Bank (Charlotte, NC)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... Summary:** The ** Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence and risk management...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more