- City National Bank (Charlotte, NC)
- * MANAGER FINANCIAL CRIMES COMPLIANCE II* WHAT...role required. * Minimum of 2 years experience with Compliance Risk Assessment testing and ... with compliance colleagues and business line management to conduct risk assessments in order to recommend enhancements to current policy and procedures.… more
- City National Bank (Charlotte, NC)
- …highlighting consumer compliance risks and control weaknesses. * *Consumer Compliance Risk Management:* Understands and assesses risks related to consumer ... experience conducting internal audits within financial institutions. * CRCM-Certified Regulatory Compliance Manager (preferred) * CPA - Certified Public… more
- Cardinal Health (Raleigh, NC)
- …well as the development and completion of the annual enterprise risk assessment and audit and monitoring plan. The Manager has supervisory responsibility for ... **_What Ethics & Compliance contributes to Cardinal Health_** Ethics & ...action to improve deficiencies; maintains audit records. + Conducts risk assessments to define audit priorities based on previous… more
- Truist (Raleigh, NC)
- …appropriate. 10. Support Audit Directors by assisting with annual planning, scheduling, and risk assessment process, and providing feedback on performance of the ... may change from time to time. 1. Serve as Engagement Manager for large, complex, and higher risk projects that may be enterprise-wide in scope. Lead planning,… more
- Xylem (Charlotte, NC)
- …regulatory requirements, and duty optimization opportunities. + **Regulatory Monitoring & Risk Assessment ** Monitor global customs and trade regulatory changes ... through innovative and sustainable solutions. **Key Responsibilities - Customs Strategy Senior Manager , Trade Compliance ** + **Customs & Trade Strategy** Develop… more
- TD Bank (Charlotte, NC)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... + ** Compliance -wide frameworks, guidelines and standards for testing, monitoring, risk assessment , reporting and other activities** + **Internal Audit,… more
- TD Bank (Charlotte, NC)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- CBRE (Raleigh, NC)
- …necessary adjustments. *Playbook: Develop, complete, and implement transition playbooks. 3. Risk Management and Mitigation: * Risk Assessment Development: ... technical leadership during transitions. This includes conducting site audits, developing risk assessments, ensuring compliance , and delivering training. Working… more
- MongoDB (Charlotte, NC)
- …build next-generation, AI-powered applications. The MongoDB security team is looking for a Program Manager - Governance, Risk , and Compliance . This role will ... order to support our customer's needs. The Senior Program Manager - Governance, Risk , and Compliance...by scheduling meetings, drafting relevant communications, and reporting on assessment results + Join compliance initiatives to… more
- Coinbase (Charlotte, NC)
- …to enhance effectiveness and efficiency across all audit activities. * *Strategic Risk Assessment Integration:* Lead and direct the annual and semiannual ... to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The...SOX risk assessment process, in close coordination with… more