- City National Bank (New York, NY)
- …laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of compliance ... * COMPLIANCE OFFICER -CREDIT CARDS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance … more
- TD Bank (New York, NY)
- …for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer -CIB **Reports to:** Director, Financial Crime Risk Oversight, TD Securities, ... opine on financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the firm's FCRM program and plays… more
- Citigroup (Getzville, NY)
- …of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and implementing elements of ... the data compliance risk oversight program, including developing systems...Referral and Escalation, Risk Controls and Monitors, Risk Identification and Assessment , Risk … more
- Citigroup (Getzville, NY)
- …of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and implementing elements of ... the data compliance risk oversight program, including developing systems...Referral and Escalation, Risk Controls and Monitors, Risk Identification and Assessment , Risk … more
- KeyBank (Buffalo, NY)
- …Brooklyn, Ohio 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing...on risk -based monitoring and evaluation activities, including risk assessment , monitoring and testing, analysis of… more
- KeyBank (Buffalo, NY)
- …required. - Manage 2nd LOD requirements related to the Governance, Risk & Compliance application and Risk Assessment Processes. - Other duties as ... **Location:** 4910 Tiedeman Road, Brooklyn Ohio The Operational Risk Officer position resides in the...include among others: the development and implementation of Operational risk policies and procedures; assessment , monitoring and… more
- Bloomberg (New York, NY)
- Risk Officer - Enterprise Products ( Risk ... Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10046060 **Description & ... Defense (1LOD) risk execution and partnering on Risk Control Self- Assessment (RCSA) activities + Successfully...risk industry and educational/development opportunities + Use Governance Risk and Compliance (GRC) tools to evidence… more
- Raymond James Financial, Inc. (New York, NY)
- …advises on risk mitigation strategies. . Leads the development and implementation of risk assessment and quantification models needed to risk manage the ... to provide essential risk context. . Reports risk -related data including risk exposure, compliance...aspects of the Private Client and Asset Management . Risk assessment methodologies . Risk … more
- KeyBank (Buffalo, NY)
- …oversight of enterprise-wide data governance practices across KeyCorp. The Operational Risk Officer is responsible for providing independent oversight and ... and recommend remediation actions to address them + Draft assessment and validation reports and presentations, highlighting areas of...technology risk , cybersecurity risk , operational risk , enterprise risk , audit, or compliance… more
- M&T Bank (Buffalo, NY)
- …objectives and regulatory compliance . + Develop and maintain tools to enhance risk assessment activities and account for emerging risks; ensure open Internal ... risk and controls, collaborating with business partners and risk units on compliance and regulatory issues,... committees. Provide direct assistance/support to the First Line Risk Officer + Develop and review presentation… more