- TD Bank (New York, NY)
- … risk and conduct risk ;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice to assigned ... a mission to build a more resilient and scalable compliance risk management function. As part of...and regulator expectation + Identifies and communicates areas of non- compliance and/or material control weaknesses + Responsible… more
- Datavant (Albany, NY)
- …We're Looking For** As a Senior Analyst within the Information Security Governance, Risk , and Compliance (GRC) organization, you will play a key role in ... activities. You'll apply your deep understanding of IT controls, risk management, and compliance frameworks to help...compliance frameworks to help maintain and improve Datavant's control environment. This is a hands-on role suited for… more
- Guardian Life (Albany, NY)
- …and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk -based plan for the branch ... collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park...Investment Advisory, you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with… more
- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments ... candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be a member of...Private Investments Compliance team within the Legal, Compliance & Risk Group, working closely with… more
- American Express (New York, NY)
- …of work experience in reporting, analytics, or data management, preferably within a compliance , control management, or risk management organization. + ... AML function. GFCC is part of the broader Global Risk & Compliance organization. The GFCC ...that it owns, which include GFCC metrics and reporting, risk and control self-assessments ("RCSAs"), the Customer… more
- New York State Civil Service (Albany, NY)
- …No Agency Financial Services, Department of Title Virtual Currency Senior Analyst (Financial Services Specialist 2 ( Compliance ), SG-23) Occupational Category ... and identifies and assesses relevant current and emerging risks; * Conducts risk -based assessments of applicants' and Licensees' governance, compliance , and… more
- Mastercard (Harrison, NY)
- …people, businesses and governments realize their greatest potential._ **Title and Summary** Senior Analyst - Federal Tax Compliance & Planning Senior Analyst , ... provision; uncertain tax positions; deferred taxes; and valuation allowances. The Senior Analyst , Federal Tax Compliance and Planning prepares and maintains… more
- Coinbase (Albany, NY)
- …to speak with you about joining our team. Coinbase is looking for a Security Compliance Senior Analyst to drive the second line of defense IT SOX initiatives ... Essential to scaling is building and running a security compliance program that reflects how we protect the data...owners in preparation for SOX audit * Lead security control gap assessments over SOX control environment,… more
- City National Bank (New York, NY)
- …are documented in line with the standards * Participate in execution of essential risk program functions, including Compliance Risk Assessments, Key Risk ... ("CNB") Business Control Managers ("BCM"s) and Business Control Senior Analyst and or Lead for...management requirements. * Analyze, evaluate and periodically review relevant compliance and risk management practices across the… more
- University of Rochester (Rochester, NY)
- …and enforce internal policies related to government contracting, ethics, and overall compliance standards. + ** Risk Mitigation** : Identify, assess, and address ... **Reporting & Documentation** : Prepare, present, and submit comprehensive reports on compliance status, audit results, risk assessments, and other relevant… more