- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Diverse businesses associated with a global, diversified Financial Holding Company. + Compliance Risk Management concepts, including Compliance ... States based affiliates. + Serve as a cross-organizational team lead on recordkeeping impact assessments. + Serve as a...requirements. + Recommend process improvements for risk management processes and procedures. + Report on compliance… more
- Citigroup (Tampa, FL)
- …RES Governance team working on global and regional initiatives to embed a strong risk management culture and framework for across Citi's portfolio and projects. ... Lead in the delivery of the Mumbai based compliance delivery function. + Implement and execute global plans...+ 10+ years of experience + Solid background in Risk Management , Process Improvement, and Control Development… more
- TD Bank (Fort Lauderdale, FL)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... Manager **-** Compliance Monitoring Programs will lead and enhance our Compliance Management...role involves managing compliance programs related to risk assessment, exam management , monitoring, reporting, and… more
- TD Bank (Fort Lauderdale, FL)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... Manager **-** Compliance Monitoring Programs will lead and enhance our Compliance Management...role involves managing compliance programs related to risk assessment, exam management , monitoring, reporting, and… more
- TD Bank (Fort Lauderdale, FL)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make...the assigned portfolio in terms of financial, regulatory and risk management requirements + Interacts with control… more
- Citigroup (Tampa, FL)
- …a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering...**Job Family Group:** Compliance **Job Family:** Product Compliance Risk Management **Time Type:**… more
- TD Bank (Jacksonville, FL)
- …partners across the organization, may include HR, Technology, Finance, Risk Management + Ensures team operates in compliance with applicable internal and ... provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager, Financial Crime Risk … more
- Citigroup (Jacksonville, FL)
- …in the execution of Enterprise Risk Management Framework and adherence with Risk Management and Compliance Policies. + Help support the oversight the ... **Qualifications** : + Minimum of 6-10 years of experience in operational risk management , compliance , audit, or other control-related functions in the… more
- Citigroup (Jacksonville, FL)
- …and procedures that conform to enterprise requirements and support sound operational and compliance risk management . + Apply knowledge of the business, ... the execution of a process (QA). + Exercise control over Operational and Compliance Risk in accordance with established Policy requirements. + Allocate resource… more
- Citigroup (Tampa, FL)
- …quickly **Education:** + Bachelor's/University degree, Master's degree preferred **Job Family Group:** Risk Management **Job Family:** Risk Reporting **Time ... The Risk Reporting Officer is a strategic professional who...to the analysis and preparation of reports for Internal Management , Regulators, Auditors, etc. that detail risks inherent in… more