- Capital One (New York, NY)
- …partner reviews. The Senior Manager AML Compliance Advisor performs a key risk management role (second line of defense) to help ensure corporate initiatives ... Manager Capital One is seeking a Senior Manager AML Compliance Advisor to develop and lead a...+ At least 6 years of experience in regulatory compliance , risk management or anti-money… more
- TD Bank (New York, NY)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control, supported by effective processes in alignment… more
- Wells Fargo (New York, NY)
- …managers to resolve systems support issues and achieve goals + Manage to support Cross-Asset Risk and PnL Management application that provides risk and PnL ... **About this role:** Wells Fargo is seeking a Lead Systems Operations Engineer to provide **Applications** **Support...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Citigroup (New York, NY)
- …primary advisor to senior business stakeholders, functional partners (eg, Risk , Compliance , Finance, CAO, CCO), the Legal Management Council (LMC), Practice ... The Senior Lead Counsel 2 (M&A and Strategic Investments Legal)...Law + Key stakeholder in senior forums covering strategy, risk management , corporate governance, franchise reputation and/or… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- American Express (New York, NY)
- …controls and mitigation strategies. + Support the execution of business-level compliance risk assessments and control self-assessments. + Support regulatory ... guidance on new initiatives and system changes to ensure compliance risks are appropriately addressed. + Lead ...privacy and data protection. + Provide input into third-party risk management processes from a privacy perspective.… more
- Wells Fargo (New York, NY)
- …senior management across strategic planning, investment planning and project delivery, risk management program execution, space and facilities planning and ... crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance , reputation, strategic, and technology risk . The group… more
- M&T Bank (Buffalo, NY)
- …stakeholders. + Write comprehensive and easily readable model documentation to enable Model Risk Management and stakeholders to review all aspects of model ... independently develop and maintain quantitative models used for credit risk , capital planning or underwriting. The lead ...+ Knowledge and familiarity with key aspects of model risk management and model validation, including SR-11-7… more
- American Express (New York, NY)
- …and ultimate residual risk . Working closely with the Global Financial Crimes and Compliance Risk Assessment team and all 1st Line of Defense business units, ... & Control Assessment and Remediation Manager, the Sanctions Risk Assessment (SRA) Support Lead within Global...+ Experience in Risk , Control, Self-Assessment (RCSA)/ Risk Assessment preferred + Project management experience… more