- Citigroup (New York, NY)
- Lead Financial Officers (LFO) are accountable for leading the development and execution of financial objectives related to revenues, expenses, capital, and risk . ... They are a key member of their respective business / function management team and support the development and implementation of strategic business initiatives to… more
- US Bank (New York, NY)
- …Finance + Direct business development and sales experience. + Legal, credit underwriting, compliance or other risk management experience. + Customer service ... of achieving cost-efficient revenue growth, best-in-class customer experience, enhanced risk management and operational excellence. With several transformational… more
- Aflac (New York, NY)
- …Perform and document compliance forensic testing. + Interface with other Aflac Compliance functions and Investment Risk as appropriate on matters relating to ... Education/Experience: + Minimum 10 years of experience in Insurance Industry or Asset Management Investments Compliance (Fixed Income a plus) + MBA, … more
- TD Bank (New York, NY)
- …evolving regulatory requirements and assess potential impacts * Maintain a culture of risk management and control, supported by effective processes in alignment ... units in adhering to regulatory/ compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk . **Depth & Scope:**… more
- The Research Foundation for SUNY (Albany, NY)
- …+ Maintain records pertaining to compliance , records management , conflict management , delegation of authority, and risk . + Assist in the implementation ... RF and SUNY system in the areas of ethics, risk management , internal controls, and a wide...compliance training and education projects and initiatives; + Lead the planning and organization for Compliance … more
- PNC (Madison, NY)
- …in client facing activities. As part of the first line of defense, supports risk management , compliance , and audit needs. + Supports business, financial, ... activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework. **Qualifications** Successful candidates must demonstrate appropriate… more
- Regeneron Pharmaceuticals (Armonk, NY)
- …development and management + Provides input into baseline timeline development and management + Leads risk assessment and identifies risk mitigation ... Fully remote is not eligible._ The **Senior Clinical Study Lead ** (CSL) is expected to operate with high-degree of...but not limited to: case report forms (CRF), data management plan, monitoring plan, monitoring oversight plan, project specific… more
- Capital One (New York, NY)
- …experience in auditing, at least 7 years in compliance , at least 7 years in risk management , or a combination + At least 5 years of experience in financial ... our integration effort. Responsibilities include: + Plan, perform, and lead BSA / AML / Financial Crimes Compliance...10+ years of experience in auditing, 10+ years in compliance , 10+ years in risk management… more
- Guardian Life (New York, NY)
- …business leaders. Our solutions and actions are critical to Guardian's revenue growth, risk management and customer experience. Guardian created a Data Science ... **Position Overview** ** Lead Data Scientist, Document Intelligence & AI Agents**...privacy/PHI/PII safeguards, explainability, bias monitoring, content safety, and model risk documentation; enforce governance for prompts, datasets, and versioning… more
- Raymond James Financial, Inc. (New York, NY)
- …leaders, providing compliance guidance to support decision-making and operational risk management . + Maintain expertise in securities underwriting, private ... a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the...senior business units. + Strategic planning, risk management , and regulatory analysis. + Compliance investigations… more