- TD Bank (New York, NY)
- …given to demonstrated proficiency in 1B or 2A roles in Risk Management or other control functions (eg, Audit, Compliance , Privacy). + Strong written ... methodologies and control evaluation processes + Ability to design and lead risk /control remediation programs **Customer Accountabilities:** + Develops and… more
- University of Rochester (Rochester, NY)
- … standards. + ** Risk Mitigation** : Identify, assess, and address compliance risks, providing recommendations to senior management to mitigate legal, ... its absence. + Technical Proficiency: Proficiency in Microsoft Office Suite and compliance management software. + Detail-Oriented: Highly organized with a strong… more
- KeyBank (Amherst, NY)
- …and implementation of sustainable controls; and development or maintenance of effective risk management policies and programs, reporting, training and testing to ... while operating within defined risk appetite. Provides risk , control and compliance consultation / advice,...and escalation of issues. Engages and consults with corporate risk management partners across risk … more
- City National Bank (New York, NY)
- …* Minimum 10 years of experience in risk management , operational risk management , compliance , or audit functions in the financial services industry ... management efforts to support decision-making.The ORBO manager will lead a team of risk professionals responsible... Lead the execution of ORM framework key risk activities, including monitoring compliance with ORM… more
- SMBC (New York, NY)
- …credit risk and will represent the team in various forums. The risk management department is responsible for market, model, liquidity, credit, foreign ... team performs risk exposure analysis/analytics and risk monitoring. **Role Objectives:** + Lead initiatives...trading desks. + Effectively communicate with team members, senior risk management , and audit on strategies related… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk ... risks. Contributes to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs related to all aspects of AML and...aspects of AML and ATF laws. The Financial Crimes Risk Management (FCRM) Know Your Customer (KYC)… more
- Marex (New York, NY)
- … or Management Consulting required. + Solid understanding of Operational Risk and Regulatory Compliance in the financial services industry. + Bachelor's ... tools to monitor and mitigate potential threats. By implementing robust risk management practices, the department contributes towards maintaining Marex's… more
- Amazon (New York, NY)
- …our customers. Basic Qualifications - 4+ years of compliance program management , legal, governance, audit, risk /loss prevention, or equivalent experience - ... risk metrics - Drive strategic initiatives to unify compliance metrics across multiple verticals - Partner with technology...field operations teams A day in the life The Risk Manager will lead the organizational health,… more
- TD Bank (New York, NY)
- …methodologies and control evaluation processes + Ability to design and lead risk /control remediation programs **Customer Accountabilities:** + Works closely ... and enhance the effectiveness of financial controls, ensuring accuracy, compliance , and risk mitigation across the bank's...+ Serves as a source of advice to senior management in field of specialty; may lead … more
- TD Bank (New York, NY)
- …of data analysis tools **Customer Accountabilities:** + Provides expert/specialized regulatory compliance and prudential risk management guidance on ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Financial Crime Risk Oversight… more