- City of New York (New York, NY)
- …Reporting to the Deputy Director of the Transactions Monitoring Unit (TMU) in the Compliance Department, the Senior Compliance Analyst will develop a program ... regulations as well as agency procedures. In addition, the Senior Compliance Analyst may be assigned to...notify the Deputy Director when/if issues arise that require senior management intervention. - Develop monitoring programs… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Director - Risk Data Management role will be within the Risk Department ... (RMDAD), reporting to the Executive Director - Risk Data Management . **Role Objectives: Delivery** +...quality, lead data related projects, and implement BCBS 239 compliance . Ensure timely, accurate and complete collection and aggregation… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...evolving short-term funding markets and presenting your findings to senior management . **Job Responsibilities:** + Assist in… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- …solutions to maintain compliance . * Applying practical experience of IT Risk Management Methodology to Computer Systems Validation (CSV) and Computer Systems ... coaching, and technical support to the IT QA & Compliance Management Team. This role is an...Ensure timely and effective communication with all collaborators, including senior management , regulatory authorities, and cross-functional teams.… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...regulatory inquiries; chair regulatory meetings; and develop reports for senior management . You will gain exposure to… more
- Mizuho Corporate Bank (New York, NY)
- …Mizuho as an IT Risk Management Reporting Specialist! The IT Governance, Risk , and Compliance ("IT GRC") team is seeking an Assistant Vice President to ... data warehousing technologies (Snowflake, OracleDB, SQL). Additional experience in risk management practices (eg risk ...surface actionable tasks + Develop dashboards for use by senior management and technology teams + Assist… more
- Capital One (New York, NY)
- …or military experience + At least 4 years of experience in auditing, compliance , risk management , accounting, or a combination. Preferred Qualifications: ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities...on the effectiveness and efficiency of Capital One's governance, risk management , and internal control processes. +… more
- Equitable (New York, NY)
- Internal Auditor - Lead Audit Manager in Financial Risk Management ( 250000FT ) **Primary Location** : UNITED STATES-NY-New York **Other Locations** : UNITED ... disciplined approach to evaluate and improve the effectiveness of risk management , control and governance processes. The...and efficiency of audit. + Communicate audit results to senior team members and business line management ,… more
- US Bank (New York, NY)
- …an individual contributor role residing within the Bank's Second Line of Defense Risk Management and Compliance organization. Specifically, this position ... supports the Model Risk Management ("MRM") program at the Bank. The overall MRM...and Developers to validate models related to the Bank's Compliance and Financial Crimes groups, which can include Anti-Money… more
- Raymond James Financial, Inc. (New York, NY)
- …+ Partners with business units to recommend policy and process changes to Senior Management . + Ensures effective coordination occurs within assigned work group ... **Essential Duties and Responsibilities** + Oversees compliance and risk -related training and education...implement continuing education and training programs in conjunction with management . + Schedules and oversees compliance processes… more