- Scotiabank (New York, NY)
- …to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the ... Senior Manager, Cash Management Product Execution,...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF… more
- Citigroup (New York, NY)
- …structure and operationalize controls. + Proactively identify opportunities to improve risk management effectiveness and client experience, while identifying and ... driven process to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams...+ FINRA licenses: 7,66 (or 63&65) **Job Family Group:** Risk Management **Job Family:** Operational Risk… more
- Bank of America (New York, NY)
- …Overview:** Enterprise Financial Risk (EFR) seeks to deliver effective independent risk management of the activities and processes associated with managing ... and creativity; and developing talent, advancing careers, and creating leaders within Global Risk Management and across the company. Our goal is to ensure… more
- Citigroup (New York, NY)
- …interaction with borrowers + Communicate effectively with internal and external partners, senior management , regulators and other important stakeholders + Mentor ... Senior Transactors and valuation team members in the management and execution of the Special Assets portfolio +...other certifications considered but not required **Job Family Group:** Risk Management **Job Family:** Remedial Management… more
- KeyBank (NY)
- …Develop and maintain positive working relationships with internal clients, staff, peers, other risk partners, and LOB senior management . - Maintain ... peers and regulatory bodies. - Escalates promptly to appropriate senior management or appropriate risk ...- Manage 2nd LOD requirements related to the Governance, Risk & Compliance application and Risk… more
- SMBC (New York, NY)
- …risks associated with climate change, including physical and transition risks. Collaborate with senior management to integrate climate risk into the bank's ... employees. **Role Description** This position sits within the Enterprise Risk Management of SMBC's Risk ...will also help advise senior leaders in Risk , Business, and Regulatory Compliance functions on… more
- New York Power Authority (White Plains, NY)
- … team , NYPA management , and staff to facilitate the Model Risk Management process for risk identification, definition, assessment, analysis, mitigation, ... for various levels of the organization including the Executive Risk Management and Resilience Committee (ERRMC) and...of the enterprise and operational processes with Internal Audit, Compliance , and the Office of Strategy Management … more
- Ankura (NY)
- …with the Secretary of State and other governmental bodies, ensuring accuracy and compliance with regulations. + Compliance Management : Ensure compliance ... of State Professional is responsible for managing and coordinating the filing and compliance tasks necessary for businesses to operate legally within the state. This… more
- SMBC (New York, NY)
- …policies and procedures to reflect evolving risk frameworks. 4. Assist in preparing risk materials for Senior Management and governing bodies. 5. Support ... Work Experience: 3+ years of experience in the financial services industry, preferably in risk management or compliance . * Prior experience with policies and… more
- Citigroup (New York, NY)
- … risk mitigation actions are in place and escalate to senior management as appropriate + Provide supervision of Risk Control team's efforts and assist ... optimization. Citi's key strengths include unsurpassed global branch network, robust risk management , real-time controls, product innovation, dynamic reporting,… more