- TD Bank (New York, NY)
- …of other firms + Conducts/oversees complex analysis and develop recommendations for business/ senior management based on findings + Interprets the impact and ... are considered within the Business and assist in implementing compliance initiatives to help manage regulatory risk ....and industry trends + Ability to communicate effectively with senior level management + Proven experience in… more
- Tradeweb (New York, NY)
- …(RoPAs) and ensure audit readiness. + Act as a trusted advisor to senior management on emerging risks and regulatory expectations. **Qualifications** + ... compliance programs. + Familiarity with AI governance frameworks, algorithmic risk management , and regulatory standards around automated decision-making. +… more
- TD Bank (New York, NY)
- …notes, and other required documentation to effectively report on the status of Compliance regulatory initiatives to senior management , relevant boards and ... Initiatives - Training** + Responsible for designing and implementing a robust Compliance training program, including: + Conducting periodic risk -based needs… more
- MTA (New York, NY)
- …to ensure consistency with other policies, board guidelines and directions from senior management . + Benchmark MTA policies and procedures against best ... assisting with planning, directing, and administering the operations of the MTA Ethics, Risk and Compliance program. Additionally, this role supports the Agency… more
- TD Bank (New York, NY)
- …notes, and other required documentation to effectively report on the status of Compliance regulatory initiatives to senior management , relevant boards and ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is...enterprise wide impact or accountability. + Position deals with senior /executive management . + Key contact for business… more
- WMCHealth (Valhalla, NY)
- …and responds to violations of compliance issues and collaborates with the VP, Compliance and senior management as appropriate for resolution. + Maintains ... Company: NorthEast Provider Solutions Inc. City/State: Valhalla, NY Category: Executive/ Management Department: Compliance - WMC Health Union: No Position: Full… more
- WMCHealth (Poughkeepsie, NY)
- …and responds to violations of compliance issues and collaborates with the VP, Compliance and senior management as appropriate for resolution. + Maintains ... Company: NorthEast Provider Solutions Inc. City/State: Poughkeepsie, NY Category: Executive/ Management Department: Compliance - WMC Health Union: No Position:… more
- Citigroup (Getzville, NY)
- …maintain these standards **Qualifications** : + 15+ years of experience in operational risk management , compliance , audit, or other control-related functions ... Issue Management Quality Assurance Director is a senior management position within the Services Controls...of the High Severity issues. + Demonstrate expertise of risk management and control, as well as… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... in adhering to regulatory/ compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk . ** Compliance … more
- Bloomberg (New York, NY)
- …Officer - Indices/ Benchmark Administration Location New York Business Area Legal, Compliance , and Risk Ref # 10044966 **Description & Requirements** Bloomberg's ... + A track record of working with and advising senior business people on compliance matters +...Experience of identifying and managing risk , including risk framework and issue management **If this… more