- TD Bank (New York, NY)
- …of compliance with firm policies for covered business areas + Conduct compliance risk assessments to ensure effective business control framework + Analyze ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair… more
- SMBC (New York, NY)
- …years of audit experience in areas related to AML, sanctions and fraud risk management programs and regulations, banking regulations, local standards, and ... to its employees. **Role Description** SMBC is seeking a Senior Internal Auditor to work within the Internal Auditing...to work within the Internal Auditing Department's Financial Crimes Compliance team ("the FCC Audit Team") for the Americas… more
- M&T Bank (Buffalo, NY)
- …Bank management in a timely fashion. + Partner with stakeholders, business management and Risk Management establishing strong working relationships while ... and controls in accordance with the Company's Risk Appetite. Identify risk -related issues needing escalation to management . + Promote an environment that… more
- Guardian Life (New York, NY)
- …to ensure firm compliance with applicable laws, regulations, and compliance standards impacting Guardian's retail wealth management business, including its ... Assist in the preparation of required regulatory filings. Collaborate with and assist senior personnel within Law, Compliance , and PAS business areas to perform… more
- City of New York (New York, NY)
- …and federal regulating agencies and government authorities, as it pertains to Audit and Risk Management . - Coordinate NYC Aging leadership to formally respond to ... providers and investigates areas of concern. NYC Aging seeks a highly motivated Senior manager with broad-based experience in compliance , internal and external… more
- SMBC (New York, NY)
- …maintain coordination with related compliance disciplines - eg, regulatory change, risk assessment, management of controls library. + Provide ongoing quality ... **Role Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance Department Policies Team.… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and enforcing the Global ... Ethics and Compliance Program in order to ensure compliance ...Decision-Making Skills: Ability to rapidly evaluate information and manage risk ; ability to be a trusted advisor to internal… more
- PSEG Long Island (Bethpage, NY)
- …and support with strategic direction of broader IT organization. Collaborate with Enterprise Compliance and Risk needs to identify and manage NERC CIP ... is a direct report to the Technology Group Product Manager. The NERC Compliance Specialist is responsible for ensuring compliance with NERC CIP (Critical… more
- American Express (New York, NY)
- …projects. With a focus on reducing cost, managing schedule and implementing a robust risk management process. The role will support the Project Team and leads ... reports on key construction risks and provides mitigation strategies though the established Risk Management system. + Supports the facilitation of Cost Risk… more
- M&T Bank (Williamsville, NY)
- …of departmental activities. + Work with senior business and/or support function management to support vendor risk activities within an assigned area of the ... documentation and communication of these findings with the business, senior management and impacted vendors. + Manage... management and terminations. + Adhere to applicable compliance /operational risk controls in accordance with Company… more