- Neuberger Berman (New York, NY)
- …Prepare and present audit reports with findings and recommendations for control enhancements to senior management + Track action plans and follow up with ... other members of the Internal Audit department, Legal & Compliance , Operations, Risk , Front Office personnel, and...of a team. + Demonstrated ability to interact with senior management and stakeholders across various business… more
- MUFG (New York, NY)
- …security, and/or operational risk management , (includes operations, operational risk management , compliance , audit, and third-party risk ... **QUALIFICATIONS** + Bachelor's degree or experience in auditing technology, engineering, risk management , computer science, information systems, or equivalent… more
- S&P Global (New York, NY)
- …within the Ratings division is dedicated to ensuring operational excellence and robust risk management . We pride ourselves on our collaborative culture, where ... compliance . **The Role** Reporting to Head of Vendor Management , you will play a key part in the...but not limited to Internal Audit findings, controls testing, risk management and responding to regulators. +… more
- American Express (New York, NY)
- …written and verbal communication skills; ability to communicate complex control issues to senior management + Ability to travel 5% to 15% **Preferred ... professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics,… more
- KeyBank (Tarrytown, NY)
- … risk , and ensuring a favorable experience for the client. + Effective Risk Management including Loan Documentation (experienced level) ◦ Able to effectively ... VP, Portfolio Management is responsible for ongoing credit monitoring and risk rating for a portfolio of corporate clients with a complexity profile commensurate… more
- TD Bank (New York, NY)
- …This position also works with management / control function partners (eg Risk , Legal, Compliance , AML and Audit) to assess risks, develop and implement ... policies to Electronic and automated (Algo) trading and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First Line… more
- American Express (New York, NY)
- …risk topics within GMNS **Required Qualifications:** + 6 Years experience in operational risk management , Financial Crime or Compliance (eg, within ... the design and implementation of controls tailored to specialized risk areas including Financial Crime and Compliance ,...Comply with enterprise policies and programs pertaining to specific risk types (eg, Conduct Risk Management… more
- American Express (New York, NY)
- …best practices, and lessons learned across the enterprise to improve operational risk management practices. **Minimum Qualifications:** + 1-2 Years experience in ... be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will...operational risk management (eg, within Risk … more
- American Express (New York, NY)
- …. The ideal candidate will bring deep expertise in data governance, issue and risk management , and a strong background in financial data within a highly ... data risks. **Minimum Qualifications:** + 8-10 years of experience in data governance, risk management , operational controls, or regulatory reporting in a large… more
- Citigroup (New York, NY)
- …performed. Other job-related duties may be assigned as required. **Job Family Group:** Risk Management **Job Family:** Credit Decisions **Time Type:** Full time ... organization. ICM provides integrated "end-to-end" credit underwriting, identification, measurement, management , and monitoring for wholesale credit risk across… more