- HSBC (New York, NY)
- …skills and possess gravitas and strong leadership type traits + Have good knowledge of Compliance Risk Management frameworks, with a focus on Non-Financial ... delivering fair outcomes for customers and embedding a robust risk management culture in HSBC's business processes...business processes As our Vice President, Volcker and Enterprise Compliance Risk Steward you will: + Serve… more
- HUB International (New York, NY)
- …and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer, will be a highly visible, senior leadership position, reporting ... risk services, personal insurance, retirement, and private wealth management products and services. With over $5 billion in...directly into the Global/Executive Chief Compliance and Risk Officer, working closely with RPW senior … more
- KeyBank (Buffalo, NY)
- …- Brooklyn, Ohio 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance ... Develop and maintain strong, collaborative relationships with mid to senior level management , other internal clients and...Bachelor's degree + Minimum 3 years of banking operations, risk management (operational and/or compliance ),… more
- TD Bank (New York, NY)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... trends, including regulatory expectations and standards for effective compliance management systems** + **Knowledge and experience with risk management… more
- TD Bank (New York, NY)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... work with Oversight Functions (designated Regulatory Compliance Management accountability for areas of LRRs and Risk...risk ) across TD. Reporting to the Head of Compliance , Regulatory Inventory and Regulatory Change, the Senior… more
- TD Bank (New York, NY)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... and execution and reporting of Operational Risk Management (ORM) programs for the Compliance function....will work closely with senior leaders across Compliance and Operational Risk to execute key… more
- TD Bank (New York, NY)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... and; identifying issues and opportunities and recommending action to senior management + Acts as a strategic...management where required + Maintains a culture of risk management and control, supported by effective… more
- Heritage Financial Credit Union (Middletown, NY)
- … Senior Lending Compliance Analyst role works with CU leadership to support the Compliance and Risk Management Program with a primary focus on the CMS ... join Heritage Financial Credit Union's Risk & Compliance team as the Senior Lending ...initiatives, emerging issues/risks with a strong focus on Lending Compliance and Risk Management . +… more
- Citigroup (New York, NY)
- …maintenance of best-in-class Compliance , programs, policies and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy and ... Serves as a senior function/business/product compliance risk ...**Job Family Group:** Compliance **Job Family:** Product Compliance Risk Management **Time Type:**… more
- TD Bank (New York, NY)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... compliance that will cascade throughout the organization. The Senior Compliance Business Manager will serve as...and assesses potential impacts + Maintains a culture of risk management and control, supported by effective… more