- Capital One (New York, NY)
- …reviews. The Senior Manager AML Compliance Advisor performs a key risk management role (second line of defense) to help ensure corporate initiatives and ... AML laws, regulations and guidance. While working within the Compliance Management Program framework, the Senior...+ At least 6 years of experience in regulatory compliance , risk management or anti-money… more
- Citigroup (New York, NY)
- … officer as a ** Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** responsible for establishing internal strategies, ... Advanced degree a plus **Job Family Group:** Compliance **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:**… more
- Deloitte (Williamsville, NY)
- …and functional operations. Strong understanding of governance, risk , and compliance related to information, records, and contracts management . + Demonstrated ... Senior Manager: Compliance & Reporting As...senior member of R&C, leads the development, execution, management , oversight, and enhancement of records and contracts … more
- TD Bank (New York, NY)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... coordination with management in line with TD's Compliance Program + Works with executive team, senior...the prompt and thorough resolution of escalated non-standard, high risk issues + Works closely with executive management… more
- Guidehouse (New York, NY)
- **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50% **Clearance Required** **:** None **What You Will Do** **:** ... has an aggressive growth strategy for its Financial Crimes, Risk and Compliance (FCRC) practice, and now...this growth strategy. This new hire will be a senior business builder with a high-profile personal network with… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...remediation planning. + Participate in business reviews with the senior management . + Engage with senior… more
- KeyBank (NY)
- …excess of Key's risk tolerance. This position will be responsible for compliance oversight of Third Party Management , Shared Services lines of business ... Regulation W Compliance Manager is responsible for assisting the applicable Compliance Executive in overseeing compliance risk mitigation and… more
- Scotiabank (New York, NY)
- …Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... Compliance Testing Senior Manager, Swap Dealer...and exception items noted during the review process to senior management . + Ensure that the stakeholders… more
- M&T Bank (Buffalo, NY)
- …+ This role provides senior level expertise in audit engagements in the Risk Management domain, including aspects of enterprise risk , operational risk ... Advisory, Institutional Client Services, or support functions such as Treasury, Finance, Compliance , Technology, Operations, Risk Management , or Credit… more
- Broadview FCU (Albany, NY)
- …including financial risk and compliance teams, to ensure an integrated risk management approach . Credentials, Experience and Skills + Bachelor' s Degree ... the organization to include the C-level, executive level and senior management , external vendors, business partners and... management software, data analytics tools, and governance, risk , and compliance (GRC) platforms. + Excellent… more