- City National Bank (New York, NY)
- …with applicable laws and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management , policies and ... * COMPLIANCE OFFICER SENIOR * WHAT IS THE...management and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk… more
- American Express (New York, NY)
- …recovery, dependency risk management , resiliency monitoring, operational vulnerability management and resiliency compliance management . + Support ... Management (TRM) team, within the Global Risk and Compliance organization and led by...explain complex problems and ideas clearly and succinctly to senior management . + Analytical attitude with consistent… more
- American Express (New York, NY)
- …a view of aggregate risks. The risks identified by this team are reported to the Senior Management , Risk Management Committees, Board of Directors and ... including Risk and Control Self Assessments, Operational Risk Management , etc. + Support compliance...explain complex problems and ideas clearly and succinctly to senior management . + Ability to work in… more
- American Express (New York, NY)
- … (GRC) is responsible for independently overseeing and challenging the company's credit risk taking and credit risk management activities, including the ... Oversight. **Key Responsibilities:** + Governance o Maintain Credit Risk Management Policy o Maintain credit ...challenged; + Ability to communicate oversight findings to credit risk peers, business partners, and senior executives;… more
- Amentum (Albany, NY)
- …Serve as a deputy to the Senior Director and provide mentorship to the risk management team. + Represent the company in key broker and insurer relationships, ... **Amentum seeks a Director, Insurance and Risk Management .** **Amentum** is a global...to business units and senior leadership on risk -related matters and ensures compliance with regulatory… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...liquidity risk for independent risk management . + Articulate key evolving risks to senior… more
- BMO Financial Group (New York, NY)
- …plans and validation. + Elevate high profile issues/ risk cases to Compliance and business/group management for prompt resolution. + Analyze and report ... ensuring adequate management remediation plans and validation. Elevate high profile issues/ risk cases to Compliance and business/group management for… more
- American Express (New York, NY)
- …on #TeamAmex. Enterprise Data Risk Management ("EDRM"), within the Global Risk & Compliance Organization, is the independent risk management ... updates on transaction testing and identified data risks to senior management . + Perform data management...2-3 years of experience in regulatory reporting team, audit, compliance or risk management within… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... management review. + Manage broker-dealer Business Line management relationships. + Collaborate to ensure Americas Compliance...risk events immediatel + To provide input to risk management processes, as required. The Company… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... review + Manage US Broker Dealer Business Line management relationships. Collaborate to ensure Americas Compliance ...risk events immediately. + To provide input to risk management processes, as required. The Company… more