- Guardian Life (Austin, TX)
- …want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you ... will conduct branch office inspections using risk -based testing methodologies to ensure compliance with...communicate preliminary findings to your manager and branch office management verbally and then in writing. + Assist, as… more
- Entergy (The Woodlands, TX)
- **Job Title:** Financial Analyst, Enterprise Risk Management (ERM) **Work Place Flexibility:** Hybrid **Legal Entity:** Entergy Services, LLC The official job ... position supports the operation and advancement of Entergy's Enterprise Risk Management (ERM) program to ensure that...manage ERM information across multiple systems, including Entergy's Governance Risk & Compliance tool, Archer. + Support… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance ...Contribute to the development of Compliance related Management Information (MI) such as Key Risk ... provides a full range of investment banking, credit and risk management products and services relevant to...horizon scanning and impact assessments, and completion of periodic Compliance Risk Assessments. The CIB & Research… more
- JPMorgan Chase (Houston, TX)
- …the strength and resilience of our compliance framework. As a Vendor Risk Management Vice President within Global Real Estate, you will maintain the ... Aid in the development and presentation of materials to senior management . + Draft and deliver Anti-Corruption...years of experience in compliance , legal/regulatory, or risk positions + Strong project management skills… more
- JPMorgan Chase (Dallas, TX)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers, and communities. Our culture in Risk Management and Compliance is...Services, Leasing, Derivatives and Loan Operations + Communicate with Senior Management , respond to regulatory requests and… more
- Navient (Austin, TX)
- …deadlines to ensure project completion. **Even Better:** + Certifications in regulatory compliance , audit, or risk management disciplines are encouraged ... more below, and let's build something great together! **The Senior Compliance Analyst position will report to...training materials aligned with regulatory best practices. + Lead risk assessments and compliance initiatives to identify… more
- Epco, Inc. (Houston, TX)
- …the ability to interface effectively with individuals at various levels including senior management and external audit Primary Location : USA-Texas-Houston : ... Analyst, Senior Internal Control Compliance - 000FT1... of current and future security strategies for IT Compliance via our issue management tracking system… more
- JPMorgan Chase (Plano, TX)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...Communicate project status, challenges and successes to stakeholders and senior management . + Foster a culture of… more
- Taco Bell (Plano, TX)
- … Compliance (50%) + Analyze receivables and financial performance to flag risk indicators, compliance gaps, and emerging trends across key obligations ... the world's largest restaurant company. About the Job: The Senior Analyst, Franchise Health & Growth plays a pivotal...(royalty, NCAC, rent, etc.). + Drive adoption and compliance for franchisee financial reporting tools (eg, iLumen). +… more
- Coinbase (Austin, TX)
- …and senior leadership. * Working knowledge of laws, regulations, and risk management practices for financial services. * Hands-on involvement in developing ... connection, and alignment. Attendance is expected and fully supported. As the Senior Manager, Compliance EDD Operations at Coinbase, you'll lead the… more