- City National Bank (New York, NY)
- …with applicable laws and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management , policies and ... * COMPLIANCE OFFICER SENIOR * WHAT IS THE...management and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk… more
- Heritage Financial Credit Union (Middletown, NY)
- Sr . Manager of Internal Audit - Middletown, NY...of 3+ years of progressive experience in internal audit, risk management , or regulatory compliance , ... or CISA, and bring deep knowledge of internal controls, risk management , and regulatory requirements? Have you...such plays a critical role in assessing the organization's risk landscape, ensuring compliance with regulatory requirements,… more
- Scotiabank (New York, NY)
- …to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the ... reporting as requested by the US Treasurer and other senior management . + Works and communicates with...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF… more
- Wells Fargo (New York, NY)
- …with technical teams and senior leadership + Experience with governance frameworks, risk management , and compliance in a regulated environment is a ... role:** We are seeking a highly experienced and dynamic Senior Program/Project Manager to spearhead our Generative AI initiatives....and design adhere to enterprise standards for scalability, security, compliance , and risk management . +… more
- JPMorgan Chase (Pittsford, NY)
- …knowledge of securities industry rules and regulations, providing a strong foundation for compliance and risk management . + Experience as a Supervisory ... and analyze active account and book reviews to ensure compliance and optimize client investment strategies. + Ensure team...further action. + Create and present detailed reports to senior management , providing insights and recommendations. +… more
- TD Bank (New York, NY)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... statistical analyses on TD products to ensure fair banking compliance with an oversight from a senior ...and assesses potential impacts + Maintains a culture of risk management and control, supported by effective… more
- Wells Fargo (Commack, NY)
- …meet their needs and grow the business + Knowledge and understanding of Branch Banking compliance controls, risk management , and loss prevention + Ability to ... most Saturdays + Adherence to Wells Fargo sales practices risk management culture + Current registration for...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- TD Bank (New York, NY)
- …of a global markets business in general including some product knowledge. + Strong compliance and/or risk management assessment background. + Some level of ... a first line of defense team responsible for providing risk and compliance advice and oversight to...and assess whether the Business is adhering to internal ( risk management , oversight function and audit) and… more
- CBRE (New York, NY)
- …with the development, standardization, and implementation of the company's global EHS risk management programs and processes. This position requires someone with ... Sr . Manager - Risk Assessment Programs.... This role is very cross-functional - solving complex risk management challenges; working with program development,… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...or product repricing strategies. + Produce detailed analysis and risk commentary for senior management ,… more