- M&T Bank (Buffalo, NY)
- …+ Engages in regular interaction with middle management within Internal Audit, Compliance , Risk Management , and Technology. + Determines and develops ... mitigate risk on an ongoing basis. Identify risk -related issues needing escalation to management . +...basis. Identify risk -related issues needing escalation to management . + Maintain M&T internal control standards, including timely… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...regulatory inquiries; chair regulatory meetings; and develop reports for senior management . You will gain exposure to… more
- Lincoln Financial (Albany, NY)
- …will respond to requests from external parties concerning Lincoln's own information risk management practices. **What you'll be doing** + Maintains knowledge ... for assigned area(s) of responsibility, assesses the impact, and collaborates with senior management to incorporate new trends and developments in current… more
- American Express (New York, NY)
- …takeaways to benefit realization, enabling teams to fail fast when appropriate + Providing compliance and risk management support for each unique use case ... definition, coordination, and ongoing centralized support (eg, analysis, change management , communications) for dedicated pilot teams + Rapidly operationalizing… more
- BMO Financial Group (NY)
- …+ Degree or certification in technical writing preferred. + In-depth / expert knowledge of risk management , audit, compliance , and / or governance policy ... in the analysis, development, approval process, issuance and communication of Risk policy frameworks in alignment with standards. Writes, publishes and maintains… more
- TD Bank (New York, NY)
- …top-tier client interaction and relationship management + Deep understanding of regulatory compliance and risk management in the finance industry + ... of Business:** TD Wealth **Job Description:** The Head of Wealth Business Management / Administration is a critical executive role responsible for management… more
- Wells Fargo (New York, NY)
- …with technical teams and senior leadership + Experience with governance frameworks, risk management , and compliance in a regulated environment is a ... + Ensure architecture and design adhere to enterprise standards for scalability, security, compliance , and risk management . + Collaborate closely with… more
- Wells Fargo (New York, NY)
- …and management of other corporate departments to develop and implement risk management program **Required Qualifications:** + 4+ years of Law experience, ... **About this role:** Wells Fargo is seeking a Senior Counsel in the Corporate Investment Banking (CIB)...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- TD Bank (New York, NY)
- …order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management : Ensure TDS meet regulatory requirements ... issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management . + Stakeholder Engagement: Serve as primary contact to… more
- Citigroup (Getzville, NY)
- …maintain these standards **Qualifications** : + 10+ years of experience in operational risk management , compliance , audit, or other control-related functions ... with accurate and complete information. + Demonstrate expertise of risk management and control as well as...Foster strong partnerships with internal audit, business units, and senior management , communicating effectively to drive issue… more