• Director, Trade Surveillance - Data Quality

    TD Bank (New York, NY)
    …order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management : Ensure TDS meet regulatory requirements ... issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management . + Stakeholder Engagement: Serve as primary contact to… more
    TD Bank (06/07/25)
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  • Sr . Analyst, IT Security Risk

    Lincoln Financial (Albany, NY)
    …will respond to requests from external parties concerning Lincoln's own information risk management practices. **What you'll be doing** + Maintains knowledge ... for assigned area(s) of responsibility, assesses the impact, and collaborates with senior management to incorporate new trends and developments in current… more
    Lincoln Financial (06/04/25)
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  • Audit Director, Risk Transformation

    American Express (New York, NY)
    …monitor, and manage the IAG Risk Transformation Strategy and collaborate with senior leadership to define risk management strategies and transformation ... IAG's overall opinion on the status of the Company's Risk Transformation initiative for senior management...and best practices in project management and risk management . + Ensure compliance more
    American Express (05/14/25)
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  • Sr . Associate, AML Compliance

    Santander US (New York, NY)
    …possibilities **We Want to Talk to You!** The Sr . Associate, AML Compliance is responsible, as assigned by management , for various operations including AML ... taken. + Collaborates with complex business units and provides compliance risk expertise and consulting for projects...ability to be adept in identifying and resolving complex risk management problems. + Ability to build… more
    Santander US (06/05/25)
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  • Senior Managing Counsel, Regulatory

    Mastercard (New York, NY)
    …to send and receive funds in over 125 countries. Our applications deliver compliance , risk management , currency conversion, liquidity management ... and a compliance champion with deep experience in building and supporting compliance management programs. Role In this position, you will: * Develop and… more
    Mastercard (04/30/25)
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  • Risk Manager - Engineering Advisory - Chief…

    Bloomberg (New York, NY)
    …addition, we are responsible for risk reporting to firm-wide partners and senior management . In an increasingly regulated global economic environment, we are ... and Compliance (GRC) tools to evidence risk management , monitoring, measurement, and reporting within...skills to guide organizational change and partner with both senior management and staff + Proven intellectual… more
    Bloomberg (04/02/25)
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  • Sr Director, Compliance & Privacy…

    NBC Universal (New York, NY)
    …and emerging compliance obligations, adapting policies and training as required. Risk Management and Incident Response: + Lead privacy and compliance ... data mapping, records of processing activities, privacy impact assessments (PIAs), and compliance risk assessments, ensuring thorough documentation and regular … more
    NBC Universal (05/20/25)
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  • Principal Auditor (Experienced Senior

    Capital One (New York, NY)
    …of the Consumer Lending Audit team, the candidate will focus on conducting operational, compliance and risk management related audit projects for the Capital ... Principal Auditor (Experienced Senior Auditor) Commercial Bank (Hybrid) **Capital One's Audit...3 years of experience in auditing, accounting, financial analysis, compliance , risk management , or a… more
    Capital One (05/04/25)
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  • Risk Manager - Framework - Chief…

    Bloomberg (New York, NY)
    …addition, we are responsible for risk reporting to firm-wide partners and senior management . In an increasingly regulated global economic environment, we are ... senior leadership decision making + Deploy knowledgeof Enterprise Risk Management concepts including risk ... and Compliance (GRC) tools to evidence risk management ,monitoring, measurement, and reporting within the… more
    Bloomberg (05/15/25)
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  • Risk Strategy & Governance - Vice President

    JPMorgan Chase (New York, NY)
    Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...Standard. You should be highly organized, comfortable interacting with senior -level audiences, skilled in presenting information in a clear… more
    JPMorgan Chase (05/29/25)
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