- Citigroup (Queens, NY)
- …and Insurance teams. This role will report to the Head of Wealth Controls and Risk Management . **Key Accountabilities** + Lead a team of Senior Control ... structure and operationalize controls. + Proactively identify opportunities to improve risk management effectiveness and client experience, while identifying and… more
- SMBC (New York, NY)
- …maintain coordination with related compliance disciplines - eg, regulatory change, risk assessment, management of controls library. + Provide ongoing quality ... **Role Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance Department Policies Team.… more
- TD Bank (New York, NY)
- …for relevant markets, ensuring product compliance with all relevant regulations and risk management policies. Work with internal Risk & Compliance ... of the Commercial Cards Product industry, including payment processing, credit risk management , and regulatory landscape. + Excellent working knowledge… more
- Capital One (Melville, NY)
- …+ Maintain a strong understanding of Capital One's credit policy, ensuring compliance while effectively evaluating and mitigating risk . **Skills:** + Proven ... Senior Business Banker The Senior Business...the bank by generating new deposits, business loans, treasury management services, and other revenue streams. They focus on… more
- SMBC (New York, NY)
- …the first and second lines of defense on IT, cybersecurity, and technology risk management topics, including leading preparations for various exams. + Synthesize ... reviews before submission + Provide strategic guidance and regular updates to senior management regarding significant matters being handled, including but not… more
- Citigroup (New York, NY)
- …structure and operationalize controls. + Proactively identify opportunities to improve risk management effectiveness and client experience, while identifying and ... driven process to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams...+ FINRA licenses: 7,66 (or 63&65) **Job Family Group:** Risk Management **Job Family:** Operational Risk… more
- Citigroup (New York, NY)
- …interaction with borrowers + Communicate effectively with internal and external partners, senior management , regulators and other important stakeholders + Mentor ... Senior Transactors and valuation team members in the management and execution of the Special Assets portfolio +...other certifications considered but not required **Job Family Group:** Risk Management **Job Family:** Remedial Management… more
- Ankura (NY)
- …with the Secretary of State and other governmental bodies, ensuring accuracy and compliance with regulations. + Compliance Management : Ensure compliance ... of State Professional is responsible for managing and coordinating the filing and compliance tasks necessary for businesses to operate legally within the state. This… more
- Cardinal Health (Albany, NY)
- **_What Risk Management contributes to Cardinal Health_** Finance oversees the accounting, tax, financial plans and policies of the organization, establishes and ... financial reports, oversees financial systems and safeguards the organization's assets. Risk Management identifies property, casualty and executive risks,… more
- KeyBank (NY)
- …Develop and maintain positive working relationships with internal clients, staff, peers, other risk partners, and LOB senior management . - Maintain ... projects and activities. The ideal candidate will promote a risk culture that encourages acknowledgement and recognition ...peers and regulatory bodies. - Escalates promptly to appropriate senior management or appropriate risk … more